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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTH icon
5576
PUT
Meritage Homes
MTH
$4.58B
$142K ﹤0.01%
6,600
+5,000
+313% +$107K
NKTR icon
5577
CALL
Nektar Therapeutics
NKTR
$2.39B
$142K ﹤0.01%
907
+834
+1,142% +$154K
PBD icon
5578
Invesco Global Clean Energy ETF
PBD
$182M
$142K ﹤0.01%
12,406
-2,483
-17% -$26.3K
SNCR
5579
DELISTED
Synchronoss Technologies
SNCR
$142K ﹤0.01%
416
+76
+22% +$23.1K
SSTK icon
5580
Shutterstock
SSTK
$198M
$142K ﹤0.01%
1,956
-1,520
-44% -$86.8K
RFMD
5581
DELISTED
RF MICRO DEVICES INC
RFMD
$142K ﹤0.01%
25,161
-34,783
-58% -$183K
KMR
5582
CALL
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$142K ﹤0.01%
+2,067
New +$151K
RPRX
5583
CALL
DELISTED
Repros Therapeutics Inc.
RPRX
$142K ﹤0.01%
5,300
-105,900
-95% -$2.27M
AMKR icon
5584
Amkor Technology
AMKR
$12.4B
$141K ﹤0.01%
32,949
-32,082
-49% -$138K
ARLP icon
5585
CALL
Alliance Resource Partners
ARLP
$3.34B
$141K ﹤0.01%
3,800
+200
+6% +$7.52K
FAST icon
5586
CALL
Fastenal
FAST
$54.7B
$141K ﹤0.01%
11,200
+400
+4% +$4.74K
VKI icon
5587
Invesco Advantage Municipal Income Trust II
VKI
$396M
$141K ﹤0.01%
13,174
+3,120
+31% +$33.1K
PRFT
5588
DELISTED
Perficient Inc
PRFT
$141K ﹤0.01%
7,715
+3,397
+79% +$53.7K
CSE
5589
CALL
DELISTED
CAPITALSOURCE INC
CSE
$141K ﹤0.01%
+11,900
New +$135K
RBS.PRR
5590
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$141K ﹤0.01%
7,003
+1,595
+29% +$31.9K
AGM icon
5591
Federal Agricultural Mortgage
AGM
$2.47B
$140K ﹤0.01%
4,208
+1,533
+57% +$49.8K
AZTA icon
5592
Azenta
AZTA
$1.3B
$140K ﹤0.01%
15,046
+4,059
+37% +$38.9K
DGZ icon
5593
DB Gold Short ETN due Feb 15 2038
DGZ
$1.82M
$140K ﹤0.01%
9,736
-783
-7% -$11.3K
FTNT icon
5594
CALL
Fortinet
FTNT
$119B
$140K ﹤0.01%
34,500
-24,500
-42% -$99.2K
GLU
5595
Gabelli Utility & Income Trust
GLU
$114M
$140K ﹤0.01%
7,146
+3,556
+99% +$69.7K
HALO icon
5596
Halozyme
HALO
$9.79B
$140K ﹤0.01%
12,700
-500
-4% -$4.17K
HDB icon
5597
CALL
HDFC Bank
HDB
$123B
$140K ﹤0.01%
18,240
+16,240
+812% +$133K
JACK icon
5598
PUT
Jack in the Box
JACK
$312M
$140K ﹤0.01%
3,500
+1,100
+46% +$44.3K
NOW icon
5599
CALL
ServiceNow
NOW
$115B
$140K ﹤0.01%
13,500
-2,278,590
-99% -$20.9M
ROM icon
5600
PUT
ProShares Ultra Technology
ROM
$1.12B
$140K ﹤0.01%
51,200
-16,000
-24% -$42.3K
222 223
224
225 226

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.