UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$106B

AUM Growth

+$12.2B (+13%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,025

New

Increased

Reduced

Closed

Top Buys

1		+$1.76B
2		+$483M
3		+$405M
4	Wynn Resorts WYNN	+$334M
5	Herc Holdings HRI	+$312M

Top Sells

1		+$808M
2		+$367M
3		+$307M
4	iShares China Large-Cap ETF FXI	+$294M
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	+$242M

Sector Composition

1	Energy	10.64%
2	Financials	9.31%
3	Technology	8.08%
4	Healthcare	7.57%
5	Industrials	6.58%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
5526	5526 UTStarcom UTSI $18.9M	$13K	﹤0.01%	1,151 -1,565
5527	5527 Invesco Bond Fund VBF $177M	$13K	﹤0.01%	670 -731
5528	5528 Vishay Precision Group VPG $505M	$13K	﹤0.01%	789 -184
5529	5529 Western New England Bancorp WNEB $273M	$13K	﹤0.01%	+1,677
5530	EMAN 5530 DELISTED eMagin Corporation EMAN	$13K	﹤0.01%	5,752 +1,052
5531	BIOC 5531 DELISTED Biocept, Inc. BIOC	–	–	0
5532	BKJ 5532 DELISTED Bancorp of New Jersey, Inc. BKJ	$13K	﹤0.01%	1,128 +25
5533	SGBK 5533 DELISTED Stonegate Bank SGBK	$13K	﹤0.01%	+515
5534	VIXH 5534 DELISTED First Trust CBOE S&P 500 VIX Tail Hedge Fund VIXH	$13K	﹤0.01%	558 +308
5535	ISLE 5535 DELISTED Isle of Capri Casinos Inc ISLE	$13K	﹤0.01%	+1,566
5536	IMN 5536 DELISTED Imation IMN	$13K	﹤0.01%	3,887 +2,414
5537	SGNT 5537 DELISTED SAGENT PHARMACEUTICALS INC COM STK (DE) SGNT	$13K	﹤0.01%	513 -693
5538	UCD 5538 DELISTED PROSHARES ULTRA BLOOMBERG COMMODITY UCD	$13K	﹤0.01%	146 +101
5539	GSIG 5539 DELISTED GSI GROUP INC COM STK (CDA) GSIG	$13K	﹤0.01%	1,026 -1,318
5540	XOOM 5540 DELISTED XOOM CORP COM XOOM	$13K	﹤0.01%	475 -84,342
5541	RCPI 5541 DELISTED ROCK CREEK PHARMACEUTICALS INC COM STK (DE) RCPI	$13K	﹤0.01%	+904
5542	RNA 5542 DELISTED PROSENSA HLDGS N V ORD SHS (NLD) RNA	$13K	﹤0.01%	+1,038
5543	FRNK 5543 DELISTED FRANKLIN FINL CORP VA COM STK (VA) FRNK	$13K	﹤0.01%	+609
5544	JACQU 5544 DELISTED COLLABRIUM JAPAN ACQUISITIONCO UNIT 1 SHS & 1 WT EXP JACQU	$13K	﹤0.01%	1,200
5545	HEOP 5545 DELISTED Heritage Oaks Bancorp HEOP	$13K	﹤0.01%	1,645 -77
5546	UXJ 5546 DELISTED PROSHARES TR PROSHARES ULTRA MSCI PACIFIC EX-JAPAN UXJ	$13K	﹤0.01%	298 -327
5547	XUE 5547 DELISTED XUEDA EDUCATION GROUP ADS REPTG 2 ORD SHS XUE	$13K	﹤0.01%	2,841 +2,418
5548	KBIO 5548 DELISTED KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE) KBIO	$13K	﹤0.01%	+718
5549	CHEV 5549 DELISTED CHEVIOT FINL CORP CHEV	$13K	﹤0.01%	+1,066
5550	5550 United States Lime & Minerals USLM $3.58B	$12K	﹤0.01%	+925