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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPWR
5526
DELISTED
COMPUWARE CORP
CPWR
$149K ﹤0.01%
13,819
-34,251
-71% -$361K
AG icon
5527
PUT
First Majestic Silver
AG
$7.41B
$148K ﹤0.01%
12,500
+8,300
+198% +$108K
GERN icon
5528
CALL
Geron
GERN
$828M
$148K ﹤0.01%
46,658
+45,071
+2,840% +$73.8K
LRCX icon
5529
PUT
Lam Research
LRCX
$367B
$148K ﹤0.01%
29,000
-11,000
-28% -$53.8K
MDSO
5530
CALL
DELISTED
Medidata Solutions, Inc.
MDSO
$148K ﹤0.01%
+3,000
New +$132K
VR
5531
CALL
DELISTED
Validus Hold Ltd
VR
$148K ﹤0.01%
4,000
-1,000
-20% -$35.4K
VR
5532
PUT
DELISTED
Validus Hold Ltd
VR
$148K ﹤0.01%
4,000
+2,000
+100% +$70.8K
CG icon
5533
PUT
Carlyle Group
CG
$16.6B
$147K ﹤0.01%
5,700
+4,900
+613% +$130K
EIX icon
5534
CALL
Edison International
EIX
$28.2B
$147K ﹤0.01%
3,200
-900
-22% -$42.6K
FRO icon
5535
CALL
Frontline
FRO
$8.76B
$147K ﹤0.01%
11,080
+6,140
+124% +$77.1K
IPGP icon
5536
PUT
IPG Photonics
IPGP
$3.61B
$147K ﹤0.01%
2,600
+1,100
+73% +$64.3K
IRBT
5537
CALL
DELISTED
iRobot
IRBT
$147K ﹤0.01%
3,900
-3,600
-48% -$129K
MUX icon
5538
CALL
McEwen Inc
MUX
$1.03B
$147K ﹤0.01%
6,120
-3,080
-33% -$69.8K
PCG icon
5539
CALL
PG&E
PCG
$38.3B
$147K ﹤0.01%
3,600
-28,600
-89% -$1.24M
FIVZ
5540
DELISTED
PIMCO ETF TR 3-7 YR US TREASURY INDEX FD ETF
FIVZ
$147K ﹤0.01%
1,847
+582
+46% +$46K
KHI
5541
DELISTED
Deutsche High Income Trust
KHI
$147K ﹤0.01%
16,140
+7,720
+92% +$70.2K
ATMI
5542
DELISTED
A T M I INC
ATMI
$147K ﹤0.01%
5,510
+3,495
+173% +$88.7K
CMO
5543
CALL
DELISTED
Capstead Mortgage Corp.
CMO
$147K ﹤0.01%
12,500
+5,100
+69% +$60.3K
CINF icon
5544
CALL
Cincinnati Financial
CINF
$27.3B
$146K ﹤0.01%
3,100
-300
-9% -$14.3K
CSTE icon
5545
PUT
Caesarstone
CSTE
$72.3M
$146K ﹤0.01%
+3,200
New +$121K
MIDD icon
5546
PUT
Middleby
MIDD
$6.04B
$146K ﹤0.01%
+2,100
New +$135K
PSLV icon
5547
Sprott Physical Silver Trust
PSLV
$12B
$146K ﹤0.01%
+16,708
New +$143K
ORM
5548
DELISTED
Owens Realty Mortgage, Inc.
ORM
$146K ﹤0.01%
+11,769
New +$126K
ALGT icon
5549
Allegiant Air
ALGT
$2.64B
$145K ﹤0.01%
1,379
+454
+49% +$44.8K
HCA icon
5550
PUT
HCA Healthcare
HCA
$87.2B
$145K ﹤0.01%
3,400
-2,400
-41% -$93.8K
220 221
222
223 224

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.