We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAWW
5476
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$156K ﹤0.01%
3,374
+3,102
+1,140% +$140K
STL
5477
DELISTED
Sterling Bancorp
STL
$156K ﹤0.01%
14,336
+233
+2% +$2.47K
CBRL icon
5478
CALL
Cracker Barrel
CBRL
$1.26B
$155K ﹤0.01%
1,500
+300
+25% +$30.1K
EQR icon
5479
PUT
Equity Residential
EQR
$24.9B
$155K ﹤0.01%
2,900
+200
+7% +$11K
MHI
5480
DELISTED
Pioneer Municipal High Income Fund
MHI
$155K ﹤0.01%
10,982
-429
-4% -$6K
PFI icon
5481
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59.5M
$155K ﹤0.01%
5,995
+4,424
+282% +$114K
ENLK
5482
PUT
DELISTED
EnLink Midstream Partners, LP
ENLK
$155K ﹤0.01%
7,800
-800
-9% -$16K
NRF
5483
PUT
DELISTED
NorthStar Realty Finance Corp.
NRF
$155K ﹤0.01%
8,504
-3,005
-26% -$54.8K
MQT
5484
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$154K ﹤0.01%
12,383
+2,766
+29% +$33K
MRIN
5485
PUT
DELISTED
Marin Software
MRIN
$154K ﹤0.01%
+293
New +$154K
CPAY icon
5486
CALL
Corpay
CPAY
$25B
$154K ﹤0.01%
1,400
+1,200
+600% +$117K
LBAI
5487
DELISTED
Lakeland Bancorp Inc
LBAI
$154K ﹤0.01%
14,411
-4,386
-23% -$46.8K
NUM
5488
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$154K ﹤0.01%
11,983
+2,189
+22% +$27.9K
BBEP
5489
CALL
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$154K ﹤0.01%
8,400
-27,700
-77% -$493K
GNK
5490
PUT
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
$154K ﹤0.01%
39,300
-32,300
-45% -$87.1K
BYD icon
5491
CALL
Boyd Gaming
BYD
$6.18B
$153K ﹤0.01%
10,800
-1,100
-9% -$13.5K
CCEP icon
5492
CALL
Coca-Cola Europacific Partners
CCEP
$48.3B
$153K ﹤0.01%
3,800
-3,300
-46% -$126K
HTHT icon
5493
Huazhu Hotels Group
HTHT
$13.1B
$153K ﹤0.01%
32,172
+6,992
+28% +$31.9K
MCHP icon
5494
CALL
Microchip Technology
MCHP
$40.3B
$153K ﹤0.01%
7,600
-31,000
-80% -$614K
SANM icon
5495
Sanmina
SANM
$9.95B
$153K ﹤0.01%
8,732
+7,091
+432% +$116K
TXRH icon
5496
Texas Roadhouse
TXRH
$13.5B
$153K ﹤0.01%
5,837
-5,345
-48% -$134K
NM
5497
PUT
DELISTED
Navios Maritime Holdings Inc.
NM
$153K ﹤0.01%
2,150
+210
+11% +$13.1K
WG
5498
DELISTED
Willbros Group
WG
$153K ﹤0.01%
16,671
+2,000
+14% +$16.8K
DG icon
5499
CALL
Dollar General
DG
$28B
$152K ﹤0.01%
2,700
-172,500
-98% -$9.48M
ENS icon
5500
PUT
EnerSys
ENS
$6.78B
$152K ﹤0.01%
2,500
+2,200
+733% +$118K
218 219
220
221 222

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.