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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGS icon
526
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.7B
$30.3M 0.03%
649,418
+1,855
+0.3% +$85.7K
FBT icon
527
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$30.2M 0.03%
466,384
+115,919
+33% +$7.33M
TFC icon
528
Truist Financial
TFC
$63.2B
$30.2M 0.03%
895,135
+144,608
+19% +$5.05M
CCI icon
529
Crown Castle
CCI
$32.8B
$30.2M 0.03%
413,225
+115,624
+39% +$8.27M
STX icon
530
Seagate
STX
$190B
$30.1M 0.03%
688,255
+5,039
+0.7% +$212K
WYNN icon
531
Wynn Resorts
WYNN
$10.1B
$30.1M 0.03%
190,539
+59,562
+45% +$8.35M
DDD icon
532
3D Systems Corp
DDD
$425M
$30M 0.03%
556,578
+153,416
+38% +$7.59M
NOK icon
533
PUT
Nokia
NOK
$50.8B
$30M 0.03%
4,614,800
-1,446,300
-24% -$6.82M
BKNG icon
534
Booking.com
BKNG
$138B
$30M 0.03%
742,250
+81,925
+12% +$3.06M
CB
535
DELISTED
CHUBB CORPORATION
CB
$30M 0.03%
336,235
-15,597
-4% -$1.35M
INTC icon
536
PUT
Intel
INTC
$465B
$29.9M 0.03%
1,302,400
-352,500
-21% -$8.12M
CHK
537
PUT
DELISTED
Chesapeake Energy Corporation
CHK
$29.8M 0.03%
6,078
+416
+7% +$1.93M
EBAY icon
538
CALL
eBay
EBAY
$48.6B
$29.7M 0.03%
1,265,220
+451,915
+56% +$10.1M
EPC icon
539
Edgewell Personal Care
EPC
$1.27B
$29.6M 0.03%
437,946
-52,026
-11% -$3.84M
DON icon
540
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$29.6M 0.03%
1,276,422
-129,180
-9% -$2.96M
KMR
541
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$29.5M 0.03%
427,808
-39,289
-8% -$2.88M
ED icon
542
Consolidated Edison
ED
$41.7B
$29.5M 0.03%
534,439
+30,064
+6% +$1.73M
SCHW
543
Charles Schwab
SCHW
$177B
$29.3M 0.03%
1,385,173
+273,951
+25% +$5.96M
RY icon
544
Royal Bank of Canada
RY
$290B
$29.2M 0.03%
455,502
-8,210
-2% -$510K
IEMG icon
545
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$29.2M 0.03%
600,813
+34,896
+6% +$1.65M
KFN
546
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$29.2M 0.03%
2,826,070
-262,660
-9% -$2.75M
ORLY icon
547
O'Reilly Automotive
ORLY
$71.8B
$29.2M 0.03%
3,427,650
+1,273,020
+59% +$10.4M
SLV icon
548
PUT
iShares Silver Trust
SLV
$28.1B
$29.1M 0.03%
1,394,100
-965,000
-41% -$19.9M
EEMV icon
549
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$29.1M 0.03%
495,182
-258,476
-34% -$14.9M
KEY icon
550
KeyCorp
KEY
$24.3B
$28.9M 0.03%
2,530,742
+185,130
+8% +$2.21M
20 21
22
23 24

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.