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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRIM icon
5426
Primoris Services
PRIM
$4.58B
$161K ﹤0.01%
6,291
+6,108
+3,338% +$138K
TTMI icon
5427
TTM Technologies
TTMI
$12B
$161K ﹤0.01%
16,476
+11,396
+224% +$108K
UI icon
5428
PUT
Ubiquiti
UI
$33.7B
$161K ﹤0.01%
4,800
+3,700
+336% +$99.2K
VOXX
5429
DELISTED
VOXX International Corporation Class A
VOXX
$161K ﹤0.01%
11,703
-1,703
-13% -$22.6K
EGIO
5430
DELISTED
Edgio, Inc. Common Stock
EGIO
$161K ﹤0.01%
2,080
-292
-12% -$25.6K
RGC
5431
CALL
DELISTED
Regal Entertainment Group
RGC
$161K ﹤0.01%
8,500
-4,100
-33% -$76.7K
AMSG
5432
DELISTED
Amsurg Corp
AMSG
$161K ﹤0.01%
4,048
+3,123
+338% +$121K
SWI
5433
CALL
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$161K ﹤0.01%
4,600
+4,500
+4,500% +$176K
CEO
5434
CALL
DELISTED
CNOOC Limited
CEO
$161K ﹤0.01%
800
+500
+167% +$95.1K
KKD
5435
CALL
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$161K ﹤0.01%
8,300
-12,500
-60% -$254K
AEE icon
5436
CALL
Ameren
AEE
$30.3B
$160K ﹤0.01%
4,600
+3,500
+318% +$121K
BPOP icon
5437
PUT
Popular Inc
BPOP
$11.2B
$160K ﹤0.01%
6,100
+800
+15% +$25.2K
EWI icon
5438
PUT
iShares MSCI Italy ETF
EWI
$1.01B
$160K ﹤0.01%
5,650
-6,550
-54% -$174K
KBH icon
5439
CALL
KB Home
KBH
$3.37B
$160K ﹤0.01%
8,900
-6,600
-43% -$115K
KMX icon
5440
CALL
CarMax
KMX
$8.13B
$160K ﹤0.01%
3,300
-4,500
-58% -$220K
QLD icon
5441
PUT
ProShares Ultra QQQ
QLD
$12.7B
$160K ﹤0.01%
64,000
-284,800
-82% -$664K
MILL
5442
PUT
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
$160K ﹤0.01%
+22,000
New +$122K
AIT icon
5443
Applied Industrial Technologies
AIT
$12.8B
$159K ﹤0.01%
3,076
-962
-24% -$48.6K
IVR icon
5444
CALL
Invesco Mortgage Capital
IVR
$759M
$159K ﹤0.01%
1,030
+710
+222% +$112K
PPBI
5445
DELISTED
Pacific Premier Bancorp
PPBI
$159K ﹤0.01%
+11,854
New +$154K
SKX
5446
DELISTED
Skechers
SKX
$159K ﹤0.01%
15,387
-20,709
-57% -$197K
SNBR
5447
DELISTED
Sleep Number
SNBR
$159K ﹤0.01%
6,529
-2,675
-29% -$64.3K
VIPS icon
5448
CALL
Vipshop
VIPS
$7.37B
$159K ﹤0.01%
+28,000
New +$121K
VRTX icon
5449
PUT
Vertex Pharmaceuticals
VRTX
$121B
$159K ﹤0.01%
2,100
-14,100
-87% -$1.12M
WNS
5450
DELISTED
WNS Holdings
WNS
$159K ﹤0.01%
7,514
+4,106
+120% +$81.1K
216 217
218
219 220

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.