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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIRX
5401
PUT
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$163K ﹤0.01%
+118
New +$137K
VCRA
5402
CALL
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$163K ﹤0.01%
10,000
-35,400
-78% -$597K
AVNR
5403
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$163K ﹤0.01%
44,450
-1,324
-3% -$5.05K
GFN
5404
DELISTED
General Finance Corporation
GFN
$163K ﹤0.01%
20,614
+19,860
+2,634% +$138K
BAK icon
5405
Braskem
BAK
$928M
$162K ﹤0.01%
10,387
-18,708
-64% -$282K
EFSC icon
5406
Enterprise Financial Services Corp
EFSC
$2.4B
$162K ﹤0.01%
8,063
+2,486
+45% +$47.5K
IHY icon
5407
VanEck International High Yield Bond ETF
IHY
$43.3M
$162K ﹤0.01%
5,866
+530
+10% +$14.5K
TECL icon
5408
PUT
Direxion Daily Technology Bull 3x ETF
TECL
$5.08B
$162K ﹤0.01%
+85,000
New +$154K
VTWV icon
5409
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$162K ﹤0.01%
1,849
+77
+4% +$6.56K
S
5410
PUT
DELISTED
Sprint Corporation
S
$162K ﹤0.01%
17,600
-5,800
-25% -$51K
GZT
5411
DELISTED
Gazit-globe Ltd
GZT
$162K ﹤0.01%
12,421
+9,079
+272% +$117K
ANV
5412
CALL
DELISTED
Allied Nevada Gold Corp
ANV
$162K ﹤0.01%
37,700
-12,800
-25% -$64.2K
ABAX
5413
DELISTED
Abaxis Inc
ABAX
$162K ﹤0.01%
4,179
-2,053
-33% -$81.4K
RGR icon
5414
PUT
Sturm, Ruger & Co
RGR
$594M
$161K ﹤0.01%
2,700
-3,900
-59% -$274K
SSB icon
5415
SouthState Bank Corp
SSB
$10.2B
$161K ﹤0.01%
2,565
-1,883
-42% -$117K
STZ icon
5416
PUT
Constellation Brands
STZ
$22.2B
$161K ﹤0.01%
1,900
-200
-10% -$15.9K
EXL
5417
DELISTED
EXCEL TRUST , INC COM STK
EXL
$161K ﹤0.01%
12,707
-1,404
-10% -$16.8K
AGN
5418
CALL
DELISTED
Allergan Inc
AGN
$161K ﹤0.01%
1,300
-4,900
-79% -$597K
ALTO icon
5419
PUT
Alto Ingredients
ALTO
$369M
$160K ﹤0.01%
+10,300
New +$104K
EWG icon
5420
PUT
iShares MSCI Germany ETF
EWG
$1.59B
$160K ﹤0.01%
5,100
-7,600
-60% -$235K
ROG icon
5421
Rogers Corp
ROG
$2.21B
$160K ﹤0.01%
2,562
-1,296
-34% -$78.5K
URTY icon
5422
ProShares UltraPro Russell2000
URTY
$322M
$160K ﹤0.01%
3,560
+210
+6% +$9.21K
KCG
5423
DELISTED
KCG Holdings, Inc.
KCG
$160K ﹤0.01%
13,492
+10,424
+340% +$123K
MIDD icon
5424
CALL
Middleby
MIDD
$6.04B
$159K ﹤0.01%
1,800
-4,200
-70% -$366K
PNR icon
5425
PUT
Pentair
PNR
$10.4B
$159K ﹤0.01%
+2,978
New +$155K
215 216
217
218 219

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.