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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIVO
5376
DELISTED
Meridian Bioscience Inc
VIVO
$167K ﹤0.01%
7,704
-1,839
-19% -$42.2K
ALXN
5377
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
$167K ﹤0.01%
1,100
-2,500
-69% -$398K
EEP
5378
CALL
DELISTED
Enbridge Energy Partners
EEP
$167K ﹤0.01%
6,100
-10,800
-64% -$302K
RDEN
5379
DELISTED
ELIZABETH ARDEN INC
RDEN
$167K ﹤0.01%
5,660
+2,620
+86% +$78K
CET
5380
Central Securities Corp
CET
$1.58B
$166K ﹤0.01%
7,418
+4,599
+163% +$100K
GERN icon
5381
CALL
Geron
GERN
$828M
$166K ﹤0.01%
84,217
-173,512
-67% -$692K
INDB icon
5382
Independent Bank
INDB
$3.99B
$166K ﹤0.01%
4,206
+742
+21% +$27.8K
MLAB icon
5383
Mesa Laboratories
MLAB
$564M
$166K ﹤0.01%
1,842
+880
+91% +$74.8K
DRYS
5384
PUT
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
MCP
5385
PUT
DELISTED
MOLYCORP INC COM STK
MCP
$166K ﹤0.01%
35,400
-78,900
-69% -$407K
FLS icon
5386
PUT
Flowserve
FLS
$9.71B
$165K ﹤0.01%
2,100
+1,300
+163% +$99.8K
BPFH
5387
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$165K ﹤0.01%
12,155
+10,838
+823% +$139K
HDS
5388
PUT
DELISTED
HD Supply Holdings, Inc.
HDS
$165K ﹤0.01%
6,297
-914
-13% -$21.1K
BITA
5389
CALL
DELISTED
Bitauto Holdings Limited
BITA
$165K ﹤0.01%
4,600
+1,100
+31% +$38.9K
BITA
5390
PUT
DELISTED
Bitauto Holdings Limited
BITA
$165K ﹤0.01%
4,600
+2,500
+119% +$88.5K
NXZ
5391
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$165K ﹤0.01%
12,204
-1,897
-13% -$25.5K
DMRC icon
5392
Digimarc Corp
DMRC
$147M
$164K ﹤0.01%
5,230
-176
-3% -$5.21K
RCL icon
5393
PUT
Royal Caribbean
RCL
$85.1B
$164K ﹤0.01%
3,000
-9,400
-76% -$476K
SPLK
5394
PUT
DELISTED
Splunk Inc
SPLK
$164K ﹤0.01%
2,300
+1,800
+360% +$147K
CSLT
5395
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
$164K ﹤0.01%
+7,752
New +$225K
ETP
5396
CALL
DELISTED
Energy Transfer Partners, L.P.
ETP
$164K ﹤0.01%
3,600
+1,800
+100% +$72K
CHTP
5397
CALL
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
$164K ﹤0.01%
29,700
-19,500
-40% -$97.9K
GT.PRA
5398
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$164K ﹤0.01%
2,257
+1,377
+156% +$100K
CHIX
5399
DELISTED
Global X MSCI China Financials ETF
CHIX
$164K ﹤0.01%
13,539
-59,116
-81% -$703K
ADUS icon
5400
Addus HomeCare
ADUS
$2.16B
$163K ﹤0.01%
7,057
+2,675
+61% +$66.7K
214 215
216
217 218

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.