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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACW
5301
DELISTED
PacWest Bancorp
PACW
$178K ﹤0.01%
4,139
-2,622
-39% -$111K
NKG
5302
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$178K ﹤0.01%
14,479
-4,673
-24% -$56.9K
YELL
5303
PUT
DELISTED
Yellow Corporation Common Stock
YELL
$178K ﹤0.01%
7,900
-3,600
-31% -$75.3K
FCEL icon
5304
PUT
FuelCell Energy
FCEL
$1.73B
$177K ﹤0.01%
17
+12
+240% +$104K
LTPZ icon
5305
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$690M
$177K ﹤0.01%
2,918
-1,254
-30% -$74.9K
WM icon
5306
PUT
Waste Management
WM
$90.6B
$177K ﹤0.01%
4,200
-1,300
-24% -$54.5K
HECO
5307
DELISTED
Strategy Shares EcoLogical Strategy ETF
HECO
$177K ﹤0.01%
+5,008
New +$172K
BRLI
5308
CALL
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$177K ﹤0.01%
6,400
+6,200
+3,100% +$162K
BBNK
5309
DELISTED
BRIDGE CAPITAL HOLDINGS
BBNK
$177K ﹤0.01%
7,428
+5,773
+349% +$129K
EFII
5310
DELISTED
Electronics for Imaging
EFII
$177K ﹤0.01%
4,097
-1,402
-25% -$59.1K
APTV icon
5311
PUT
Aptiv
APTV
$12B
$176K ﹤0.01%
2,600
-300
-10% -$19.2K
CEE
5312
Central and Eastern Europe Fund
CEE
$134M
$176K ﹤0.01%
7,032
+1,341
+24% +$35.2K
TUP
5313
CALL
DELISTED
Tupperware Brands Corporation
TUP
$176K ﹤0.01%
2,100
-500
-19% -$41.1K
MCP
5314
CALL
DELISTED
MOLYCORP INC COM STK
MCP
$176K ﹤0.01%
37,600
-79,200
-68% -$408K
POWA icon
5315
Invesco Bloomberg Pricing Power ETF
POWA
$178M
$175K ﹤0.01%
4,961
-3,390
-41% -$115K
TFLO icon
5316
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$175K ﹤0.01%
+3,500
New +$175K
URE icon
5317
ProShares Ultra Real Estate
URE
$57.8M
$175K ﹤0.01%
4,400
-722
-14% -$27.1K
VLT icon
5318
Invesco High Income Trust II
VLT
$64.9M
$175K ﹤0.01%
10,596
+5,949
+128% +$97.9K
ORAN
5319
CALL
DELISTED
Orange
ORAN
$175K ﹤0.01%
11,900
+11,400
+2,280% +$149K
AVGO icon
5320
CALL
Broadcom
AVGO
$1.85T
$174K ﹤0.01%
27,000
-111,000
-80% -$651K
SPMB icon
5321
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.95B
$174K ﹤0.01%
6,462
+2,089
+48% +$56.2K
SYNA icon
5322
CALL
Synaptics
SYNA
$4.19B
$174K ﹤0.01%
2,900
-20,000
-87% -$1.19M
TRAK icon
5323
ReposiTrak
TRAK
$153M
$174K ﹤0.01%
19,150
-5,357
-22% -$50.4K
SGG
5324
DELISTED
iPath Bloomberg Sugar Subindex Total Return ETN due June 24, 2038
SGG
$174K ﹤0.01%
2,945
-9,930
-77% -$546K
KHI
5325
DELISTED
Deutsche High Income Trust
KHI
$174K ﹤0.01%
18,513
-2,032
-10% -$18.9K
211 212
213
214 215

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.