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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWH icon
5301
CALL
iShares MSCI Hong Kong ETF
EWH
$1.24B
$178K ﹤0.01%
8,900
+1,400
+19% +$27K
GDEN
5302
DELISTED
Golden Entertainment
GDEN
$178K ﹤0.01%
21,500
-10,495
-33% -$82.6K
GPC icon
5303
PUT
Genuine Parts
GPC
$17.1B
$178K ﹤0.01%
2,200
+1,400
+175% +$114K
HL icon
5304
PUT
Hecla Mining
HL
$9.47B
$178K ﹤0.01%
56,600
-12,000
-17% -$39.1K
KFY icon
5305
Korn Ferry
KFY
$4.18B
$178K ﹤0.01%
8,336
+1,524
+22% +$30.1K
PBH icon
5306
Prestige Consumer Healthcare
PBH
$2.38B
$178K ﹤0.01%
5,918
-10,266
-63% -$336K
CRR
5307
CALL
DELISTED
Carbo Ceramics Inc.
CRR
$178K ﹤0.01%
1,800
+1,300
+260% +$111K
BBRG
5308
DELISTED
Bravo Brio Restaurant Group Inc.
BBRG
$178K ﹤0.01%
11,760
-907
-7% -$14.8K
EVEP
5309
PUT
DELISTED
EV Energy Partners, L.P.
EVEP
$178K ﹤0.01%
4,800
-50,000
-91% -$1.91M
CY
5310
PUT
DELISTED
Cypress Semiconductor
CY
$178K ﹤0.01%
19,000
+2,600
+16% +$30.3K
HK
5311
CALL
DELISTED
Halcon Resources Corporation
HK
$178K ﹤0.01%
233
-36
-13% -$32.8K
LPSN icon
5312
CALL
LivePerson
LPSN
$21.8M
$177K ﹤0.01%
+1,253
New +$183K
NDAQ icon
5313
CALL
Nasdaq
NDAQ
$52.7B
$177K ﹤0.01%
16,500
-9,900
-38% -$106K
XIN
5314
PUT
DELISTED
Xinyuan Real Estate
XIN
$177K ﹤0.01%
2,940
+1,750
+147% +$94.5K
CALL
5315
DELISTED
magicJack VocalTec Ltd
CALL
$177K ﹤0.01%
13,732
-117,608
-90% -$1.69M
CRF
5316
Cornerstone Total Return Fund
CRF
$1.16B
$176K ﹤0.01%
6,733
-760
-10% -$20K
FNLC icon
5317
First Bancorp
FNLC
$396M
$176K ﹤0.01%
10,574
+773
+8% +$13.3K
WDFC icon
5318
WD-40
WDFC
$3.05B
$176K ﹤0.01%
2,705
-651
-19% -$38.8K
TUMI
5319
DELISTED
TUMI HLDGS INC COM
TUMI
$176K ﹤0.01%
8,729
-50,427
-85% -$1.14M
AXDX
5320
DELISTED
Accelerate Diagnostics
AXDX
$175K ﹤0.01%
1,305
+501
+62% +$44.7K
CCI icon
5321
CALL
Crown Castle
CCI
$33.3B
$175K ﹤0.01%
2,400
-1,900
-44% -$136K
DHY
5322
Credit Suisse High Yield Credit Fund
DHY
$242M
$175K ﹤0.01%
57,437
+37,213
+184% +$114K
FIVE icon
5323
CALL
Five Below
FIVE
$12B
$175K ﹤0.01%
4,000
+3,100
+344% +$124K
FRO icon
5324
PUT
Frontline
FRO
$8.76B
$175K ﹤0.01%
13,200
+1,560
+13% +$19.6K
HCA icon
5325
CALL
HCA Healthcare
HCA
$87.2B
$175K ﹤0.01%
4,100
-6,200
-60% -$242K
211 212
213
214 215

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.