We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLX icon
5276
Helix Energy Solutions
HLX
$1.4B
$181K ﹤0.01%
7,147
-9,506
-57% -$244K
NFBK
5277
DELISTED
Northfield Bancorp
NFBK
$181K ﹤0.01%
14,922
+12,117
+432% +$146K
NOAH
5278
Noah Holdings
NOAH
$580M
$181K ﹤0.01%
+10,567
New +$148K
TCOM icon
5279
PUT
Trip.com Group
TCOM
$29.6B
$181K ﹤0.01%
6,200
+5,200
+520% +$112K
NAVB
5280
PUT
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$181K ﹤0.01%
3,415
+900
+36% +$52.5K
CALL
5281
PUT
DELISTED
magicJack VocalTec Ltd
CALL
$181K ﹤0.01%
14,100
-3,800
-21% -$54.6K
NQI
5282
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$181K ﹤0.01%
14,787
-5,345
-27% -$64.7K
AUNZ
5283
DELISTED
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
$181K ﹤0.01%
8,825
-4,836
-35% -$96.2K
KKD
5284
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$181K ﹤0.01%
9,378
+5,205
+125% +$106K
MCK icon
5285
PUT
McKesson
MCK
$100B
$180K ﹤0.01%
1,400
-600
-30% -$73.7K
MUSA icon
5286
Murphy USA
MUSA
$11.2B
$180K ﹤0.01%
+4,470
New +$179K
SAFT icon
5287
Safety Insurance
SAFT
$1.52B
$180K ﹤0.01%
3,403
+1,783
+110% +$93.4K
SCSC icon
5288
Scansource
SCSC
$1.15B
$180K ﹤0.01%
5,213
+4,095
+366% +$139K
TJX icon
5289
PUT
TJX Companies
TJX
$174B
$180K ﹤0.01%
6,400
-3,600
-36% -$95.8K
DF
5290
DELISTED
Dean Foods Company
DF
$180K ﹤0.01%
9,321
-23,486
-72% -$475K
SQI
5291
DELISTED
SCIQUEST, INC. COMMON STOCK
SQI
$180K ﹤0.01%
8,000
– –
KWK
5292
CALL
DELISTED
QUICKSILVER RESOURCES INC
KWK
$180K ﹤0.01%
91,400
-81,000
-47% -$137K
SCTY
5293
PUT
DELISTED
SolarCity Corporation
SCTY
$180K ﹤0.01%
5,200
-28,000
-84% -$1.05M
AUB icon
5294
Atlantic Union Bankshares
AUB
$6.02B
$179K ﹤0.01%
7,663
+3,551
+86% +$78.9K
FARO
5295
DELISTED
Faro Technologies
FARO
$179K ﹤0.01%
4,238
+2,038
+93% +$78.2K
FE icon
5296
PUT
FirstEnergy
FE
$28B
$179K ﹤0.01%
4,900
-256,400
-98% -$9.63M
GYRE icon
5297
CALL
Gyre Therapeutics
GYRE
$641M
$179K ﹤0.01%
43
-7
-14% -$28.2K
MTB icon
5298
CALL
M&T Bank
MTB
$35.7B
$179K ﹤0.01%
1,600
+400
+33% +$46.3K
MW
5299
DELISTED
THE MENS WAREHOUSE INC
MW
$179K ﹤0.01%
5,255
-10,178
-66% -$386K
AEO icon
5300
PUT
American Eagle Outfitters
AEO
$2.88B
$178K ﹤0.01%
12,700
+8,900
+234% +$149K
210 211
212
213 214

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.