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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNCO
5176
DELISTED
Cencosud S.A.
CNCO
$198K ﹤0.01%
14,803
+2,697
+22% +$36.1K
AMH icon
5177
American Homes 4 Rent
AMH
$12B
$197K ﹤0.01%
+12,211
New +$196K
CP icon
5178
CALL
Canadian Pacific Kansas City
CP
$78.1B
$197K ﹤0.01%
8,000
-9,500
-54% -$235K
EEFT icon
5179
Euronet Worldwide
EEFT
$2.72B
$197K ﹤0.01%
4,941
-1,687
-25% -$60.9K
GMED icon
5180
Globus Medical
GMED
$10.7B
$197K ﹤0.01%
11,300
-28,924
-72% -$501K
RING icon
5181
iShares MSCI Global Gold Miners ETF
RING
$2.27B
$197K ﹤0.01%
9,290
-1,571
-14% -$34.3K
GNC
5182
PUT
DELISTED
GNC Holdings, Inc.
GNC
$197K ﹤0.01%
3,600
+1,600
+80% +$81.8K
SPNC
5183
DELISTED
Spectranetics Corp
SPNC
$197K ﹤0.01%
11,698
-4,403
-27% -$76.8K
XL
5184
CALL
DELISTED
XL Group Ltd.
XL
$197K ﹤0.01%
6,400
-9,300
-59% -$289K
BSE
5185
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$197K ﹤0.01%
16,037
-963
-6% -$11.9K
ACTG icon
5186
CALL
Acacia Research
ACTG
$428M
$196K ﹤0.01%
8,500
-2,800
-25% -$64K
BCO icon
5187
Brink's
BCO
$4.88B
$196K ﹤0.01%
6,921
-15,841
-70% -$431K
MIDU icon
5188
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$68.7M
$196K ﹤0.01%
14,760
+11,935
+422% +$152K
ROCK icon
5189
Gibraltar Industries
ROCK
$1.25B
$196K ﹤0.01%
13,716
+3,423
+33% +$49.2K
JYN
5190
DELISTED
Barclays Bank PLC iPath JPY/USD Exchange Rate ETN
JYN
$196K ﹤0.01%
3,360
-516
-13% -$30.4K
IIJI
5191
PUT
DELISTED
Internet Initiative Japan Inc
IIJI
$196K ﹤0.01%
13,600
– –
AMSC icon
5192
American Superconductor
AMSC
$1.42B
$195K ﹤0.01%
8,332
+1,057
+15% +$26.8K
AUDC icon
5193
AudioCodes
AUDC
$244M
$195K ﹤0.01%
27,839
+27,797
+66,183% +$157K
PMX
5194
DELISTED
PIMCO Municipal Income Fund III
PMX
$195K ﹤0.01%
18,622
+2,226
+14% +$23K
PMCS
5195
DELISTED
P M C SIERRA INC
PMCS
$195K ﹤0.01%
29,569
+10,350
+54% +$67.7K
MWE
5196
CALL
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$195K ﹤0.01%
2,700
-5,000
-65% -$343K
LDK
5197
CALL
DELISTED
LDK SOLAR CO LTD.
LDK
$195K ﹤0.01%
+101,100
New +$158K
AG icon
5198
CALL
First Majestic Silver
AG
$7.41B
$194K ﹤0.01%
16,400
+8,000
+95% +$105K
ALK icon
5199
PUT
Alaska Air
ALK
$5.29B
$194K ﹤0.01%
6,200
-800
-11% -$23.9K
MWA icon
5200
Mueller Water Products
MWA
$3.95B
$194K ﹤0.01%
24,281
-21,770
-47% -$168K
206 207
208
209 210

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.