UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$106B

AUM Growth

+$12.2B (+13%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,025

New

Increased

Reduced

Closed

Top Buys

1		+$1.76B
2		+$483M
3		+$405M
4	Wynn Resorts WYNN	+$334M
5	Herc Holdings HRI	+$312M

Top Sells

1		+$808M
2		+$367M
3		+$307M
4	iShares China Large-Cap ETF FXI	+$294M
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	+$242M

Sector Composition

1	Energy	10.64%
2	Financials	9.31%
3	Technology	8.08%
4	Healthcare	7.57%
5	Industrials	6.58%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
5151	5151 Xoma XOMA $308M	$23K	﹤0.01%	250 +20
5152	MTEM 5152 DELISTED Molecular Templates, Inc. MTEM	$23K	﹤0.01%	36 -46
5153	TCFC 5153 DELISTED The Community Financial Corporation Common Stock TCFC	$23K	﹤0.01%	958 +272
5154	GSS 5154 DELISTED Golden Star Resources Ltd. GSS	$23K	﹤0.01%	7,568 -23,268
5155	SBM 5155 DELISTED ProShares Short Basic Materials SBM	$23K	﹤0.01%	186 -20
5156	QADB 5156 DELISTED QAD Inc. Class B QADB	$23K	﹤0.01%	1,255 +1,049
5157	ESIO 5157 DELISTED Electro Scientific Industries ESIO	$23K	﹤0.01%	+3,367
5158	AVHI 5158 DELISTED A V Homes, Inc. AVHI	$23K	﹤0.01%	1,410 +913
5159	FFKT 5159 DELISTED Farmers Capital Bank Corp FFKT	$23K	﹤0.01%	1,000 -591
5160	AEPI 5160 DELISTED AEP Industries Inc AEPI	$23K	﹤0.01%	+673
5161	DTLK 5161 DELISTED Datalink Corp DTLK	$23K	﹤0.01%	2,280 +999
5162	ARPI 5162 DELISTED AMERICAN RESIDENTIAL PPTYS INC COM ARPI	$23K	﹤0.01%	1,226 -196
5163	PBY 5163 DELISTED PEP BOYS MANNY MOE& JACK PBY	$23K	﹤0.01%	2,000 -200
5164	LTM 5164 DELISTED LIFE TIME FITNESS INC LTM	$23K	﹤0.01%	475 -16,022
5165	RIOM 5165 DELISTED RIO ALTO MNG LTD NEW COM SHS (CANADA) RIOM	$23K	﹤0.01%	9,849 -3,834
5166	SMA 5166 DELISTED SYMMETRY MEDICAL INC SMA	$23K	﹤0.01%	2,552 -5,204
5167	XBKS 5167 DELISTED XENITH BANKSHARES INC , COMMON STOCK XBKS	$23K	﹤0.01%	3,660 +1,071
5168	5168 BancFirst BANF $3.75B	$22K	﹤0.01%	702 -2,268
5169	5169 CTS Corp CTS $1.28B	$22K	﹤0.01%	1,150
5170	CWBC 5170 Community West Bancshares CWBC $447M	$22K	﹤0.01%	+1,716
5171	5171 eGain EGAN $277M	$22K	﹤0.01%	+3,257
5172	5172 ProShares Trust UltraShort MSCI Japan EWV $3.91M	$22K	﹤0.01%	93 -42
5173	5173 Primis Financial Corp FRST $333M	$22K	﹤0.01%	2,000 -1,034
5174	JEQ 5174 DELISTED abrdn Japan Equity Fund JEQ	$22K	﹤0.01%	3,093 -106
5175	5175 Microbot Medical MBOT $139M	$22K	﹤0.01%	7 +1