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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUS icon
5151
PUT
Nu Skin
NUS
$252M
$201K ﹤0.01%
2,100
+100
+5% +$8.49K
SWKS icon
5152
CALL
Skyworks Solutions
SWKS
$9.37B
$201K ﹤0.01%
8,100
-398,400
-98% -$9.68M
ZUMZ icon
5153
CALL
Zumiez
ZUMZ
$332M
$201K ﹤0.01%
7,300
+6,800
+1,360% +$190K
RENT
5154
DELISTED
RENTRAK CORP
RENT
$201K ﹤0.01%
6,156
+1,156
+23% +$28.5K
CEE
5155
Central and Eastern Europe Fund
CEE
$134M
$200K ﹤0.01%
6,479
+649
+11% +$19.2K
ICE icon
5156
CALL
Intercontinental Exchange
ICE
$85.6B
$200K ﹤0.01%
5,500
-5,500
-50% -$199K
MLP icon
5157
Maui Land & Pineapple Co
MLP
$344M
$200K ﹤0.01%
49,471
+54
+0.1% +$230
MVV icon
5158
ProShares Ultra MidCap400
MVV
$153M
$200K ﹤0.01%
11,028
+5,712
+107% +$100K
PPG icon
5159
CALL
PPG Industries
PPG
$24.6B
$200K ﹤0.01%
2,400
-3,800
-61% -$304K
MYC
5160
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$200K ﹤0.01%
14,027
+1,051
+8% +$14.7K
LSI
5161
PUT
DELISTED
LSI CORPORATION
LSI
$200K ﹤0.01%
25,500
-11,000
-30% -$84.2K
AMED
5162
DELISTED
Amedisys
AMED
$199K ﹤0.01%
11,570
+6,229
+117% +$92.4K
INTU icon
5163
CALL
Intuit
INTU
$86.5B
$199K ﹤0.01%
3,000
+200
+7% +$12.9K
JNPR
5164
CALL
DELISTED
Juniper Networks
JNPR
$199K ﹤0.01%
10,000
-600
-6% -$12.4K
LCNB icon
5165
LCNB Corp
LCNB
$282M
$199K ﹤0.01%
10,400
-1,610
-13% -$33.8K
SPPI
5166
PUT
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$199K ﹤0.01%
23,700
-25,200
-52% -$204K
ENH
5167
DELISTED
Endurance Specialty Holdings Ltd
ENH
$199K ﹤0.01%
3,710
+504
+16% +$26.2K
KWT
5168
DELISTED
VanEck Vectors Solar Energy ETF
KWT
$199K ﹤0.01%
3,079
-414
-12% -$22.5K
IRE
5169
DELISTED
GOVERNOR-BK OF IRELND ADS NEW
IRE
$199K ﹤0.01%
17,682
-19,506
-52% -$205K
HQL
5170
abrdn Life Sciences Investors
HQL
$581M
$198K ﹤0.01%
10,288
+2,078
+25% +$39.8K
PBI icon
5171
CALL
Pitney Bowes
PBI
$2.4B
$198K ﹤0.01%
10,900
-11,600
-52% -$190K
TTSH
5172
DELISTED
Tile Shop Holdings
TTSH
$198K ﹤0.01%
6,743
+5,589
+484% +$154K
ADRA
5173
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$198K ﹤0.01%
6,816
+545
+9% +$15.4K
APL
5174
PUT
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$198K ﹤0.01%
5,100
+1,500
+42% +$57.1K
IIJI
5175
DELISTED
Internet Initiative Japan Inc
IIJI
$198K ﹤0.01%
13,728
+7,491
+120% +$120K
205 206
207
208 209

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.