We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GST
5126
DELISTED
Gastar Exploration Inc.
GST
$208K ﹤0.01%
38,100
+2,500
+7% +$15.3K
MACK
5127
PUT
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$208K ﹤0.01%
5,237
+4,474
+586% +$191K
EJ
5128
CALL
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$208K ﹤0.01%
18,524
+14,539
+365% +$180K
ROC
5129
PUT
DELISTED
ROCKWOOD HLDGS INC
ROC
$208K ﹤0.01%
2,800
+2,500
+833% +$184K
CME icon
5130
CALL
CME Group
CME
$96.3B
$207K ﹤0.01%
2,800
-7,000
-71% -$528K
CPAY icon
5131
CALL
Corpay
CPAY
$25B
$207K ﹤0.01%
1,800
+800
+80% +$93.1K
HLIT icon
5132
Harmonic Inc
HLIT
$1.25B
$206K ﹤0.01%
28,834
+716
+3% +$4.81K
RGCO icon
5133
RGC Resources
RGCO
$223M
$206K ﹤0.01%
16,263
-2,511
-13% -$32.3K
AFSI
5134
DELISTED
AmTrust Financial Services, Inc.
AFSI
$206K ﹤0.01%
10,952
-83,722
-88% -$1.47M
KBWY icon
5135
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$313M
$205K ﹤0.01%
6,538
-19,929
-75% -$610K
SPXL icon
5136
PUT
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.72B
$205K ﹤0.01%
12,400
+7,200
+138% +$112K
TSCO icon
5137
PUT
Tractor Supply
TSCO
$16.1B
$205K ﹤0.01%
14,500
-7,500
-34% -$106K
IRL
5138
DELISTED
NEW IRELAND FUND INC
IRL
$205K ﹤0.01%
14,254
-202
-1% -$2.76K
ZVO
5139
DELISTED
Zovio Inc. Common Stock
ZVO
$205K ﹤0.01%
13,752
+11,392
+483% +$197K
CRAY
5140
CALL
DELISTED
Cray, Inc.
CRAY
$205K ﹤0.01%
5,500
+3,600
+189% +$122K
VXZ
5141
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$205K ﹤0.01%
3,390
+3,227
+1,980% +$202K
SYT
5142
CALL
DELISTED
Syngenta Ag
SYT
$205K ﹤0.01%
2,700
-17,300
-87% -$1.29M
BRCD
5143
CALL
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$205K ﹤0.01%
19,300
+17,800
+1,187% +$172K
STL
5144
DELISTED
Sterling Bancorp
STL
$205K ﹤0.01%
16,240
-3,158
-16% -$40.1K
WASH icon
5145
Washington Trust Bancorp
WASH
$743M
$204K ﹤0.01%
5,457
-1,083
-17% -$38.2K
DGL
5146
DELISTED
Invesco DB Gold Fund
DGL
$204K ﹤0.01%
4,737
+2,905
+159% +$126K
RATE
5147
DELISTED
Bankrate Inc
RATE
$204K ﹤0.01%
12,061
-3,960
-25% -$69.3K
HWC icon
5148
Hancock Whitney
HWC
$6.2B
$203K ﹤0.01%
5,538
-3,071
-36% -$109K
BSFT
5149
CALL
DELISTED
BroadSoft, Inc.
BSFT
$203K ﹤0.01%
7,600
+7,300
+2,433% +$210K
PPO
5150
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
$203K ﹤0.01%
5,942
-1,395
-19% -$48.7K
204 205
206
207 208

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.