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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIVE icon
5101
CALL
Five Below
FIVE
$12B
$212K ﹤0.01%
5,000
-56,800
-92% -$2.18M
GUT
5102
Gabelli Utility Trust
GUT
$569M
$212K ﹤0.01%
32,104
+3,947
+14% +$25.3K
RDN icon
5103
PUT
Radian Group
RDN
$5.18B
$212K ﹤0.01%
14,100
-118,200
-89% -$1.8M
TJX icon
5104
PUT
TJX Companies
TJX
$174B
$212K ﹤0.01%
7,000
-13,000
-65% -$394K
SQBG
5105
DELISTED
Sequential Brands Group, Inc.
SQBG
$212K ﹤0.01%
661
+586
+781% +$148K
SODA
5106
PUT
DELISTED
SodaStream International Ltd
SODA
$212K ﹤0.01%
4,800
-30,100
-86% -$1.23M
TRW
5107
CALL
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$212K ﹤0.01%
2,600
-12,800
-83% -$994K
MSB
5108
Mesabi Trust
MSB
$289M
$211K ﹤0.01%
10,025
+2,400
+31% +$50.7K
MTW icon
5109
CALL
Manitowoc
MTW
$497M
$211K ﹤0.01%
7,397
-11,591
-61% -$297K
SVXY icon
5110
PUT
ProShares Short VIX Short-Term Futures ETF
SVXY
$228M
$211K ﹤0.01%
3,400
-1,400
-29% -$87.3K
KS
5111
CALL
DELISTED
KapStone Paper and Pack Corp.
KS
$211K ﹤0.01%
+7,300
New +$213K
VVTV
5112
DELISTED
VALUEVISION MEDIA INC
VVTV
$211K ﹤0.01%
43,445
-1,340
-3% -$7.89K
MFT
5113
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$211K ﹤0.01%
16,085
-1,686
-9% -$21.7K
PCF
5114
High Income Securities Fund
PCF
$98.8M
$210K ﹤0.01%
24,996
+2,372
+10% +$19.8K
TPLM
5115
DELISTED
Triangle Petroleum Corporation
TPLM
$210K ﹤0.01%
25,485
-16,605
-39% -$136K
CHRD icon
5116
CALL
Chord Energy
CHRD
$7.9B
$209K ﹤0.01%
5,000
-12,100
-71% -$512K
HCKT icon
5117
Hackett Group
HCKT
$270M
$209K ﹤0.01%
34,924
+691
+2% +$4.15K
SSTK icon
5118
Shutterstock
SSTK
$198M
$209K ﹤0.01%
2,881
-1,891
-40% -$160K
XXV
5119
DELISTED
IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN
XXV
$209K ﹤0.01%
5,436
+40
+0.7% +$1.54K
PIV
5120
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$209K ﹤0.01%
10,100
+442
+5% +$9.15K
ARP
5121
CALL
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$209K ﹤0.01%
10,000
+600
+6% +$13K
DSM
5122
BNY Mellon Strategic Municipal Bond Fund
DSM
$287M
$208K ﹤0.01%
26,648
+5,550
+26% +$43.1K
FHI icon
5123
CALL
Federated Hermes
FHI
$4.55B
$208K ﹤0.01%
6,800
-2,000
-23% -$56K
GDL
5124
GDL Fund
GDL
$91.6M
$208K ﹤0.01%
18,843
+9,150
+94% +$101K
SGI
5125
Somnigroup International
SGI
$13.7B
$208K ﹤0.01%
16,368
+2,164
+15% +$26.9K
203 204
205
206 207

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.