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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRNG
5101
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$210K ﹤0.01%
7,325
-190
-3% -$5.99K
KGC icon
5102
PUT
Kinross Gold
KGC
$27.4B
$209K ﹤0.01%
41,400
-487,800
-92% -$2.58M
WLK icon
5103
PUT
Westlake Corp
WLK
$9.03B
$209K ﹤0.01%
4,000
+3,800
+1,900% +$194K
XIN
5104
DELISTED
Xinyuan Real Estate
XIN
$209K ﹤0.01%
3,476
+1,185
+52% +$64K
ICB
5105
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$209K ﹤0.01%
12,586
-1,203
-9% -$19.9K
BIRT
5106
DELISTED
Actuate Corp
BIRT
$209K ﹤0.01%
28,502
+5,320
+23% +$38.7K
AIRM
5107
PUT
DELISTED
Air Methods Corp
AIRM
$209K ﹤0.01%
4,900
+2,900
+145% +$111K
GRMN
5108
CALL
Garmin
GRMN
$56.7B
$208K ﹤0.01%
4,600
-4,300
-48% -$171K
IMNN icon
5109
Imunon
IMNN
$6.68M
$208K ﹤0.01%
15
-9
-38% -$133K
KF
5110
Korea Fund
KF
$231M
$208K ﹤0.01%
5,357
+2,991
+126% +$111K
NMM icon
5111
CALL
Navios Maritime Partners
NMM
$2.3B
$208K ﹤0.01%
+947
New +$208K
SBGI icon
5112
CALL
Sinclair Inc
SBGI
$992M
$208K ﹤0.01%
6,200
+3,300
+114% +$93K
HAV
5113
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
$208K ﹤0.01%
24,424
+661
+3% +$5.43K
HAE icon
5114
Haemonetics
HAE
$3.89B
$207K ﹤0.01%
5,196
+1,437
+38% +$60.3K
IRBT
5115
PUT
DELISTED
iRobot
IRBT
$207K ﹤0.01%
5,500
+4,000
+267% +$143K
JDD
5116
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$207K ﹤0.01%
18,552
-11,098
-37% -$128K
VNR
5117
PUT
DELISTED
Vanguard Natural Resources, LLC
VNR
$207K ﹤0.01%
7,400
-7,400
-50% -$203K
PRLB icon
5118
PUT
Protolabs
PRLB
$1.79B
$206K ﹤0.01%
2,700
-400
-13% -$27.7K
PRSU
5119
Pursuit Attractions and Hospitality Inc
PRSU
$1.39B
$206K ﹤0.01%
9,648
+6,159
+177% +$132K
ATCO
5120
DELISTED
Atlas Corp.
ATCO
$206K ﹤0.01%
8,416
-5,207
-38% -$113K
ATCO
5121
PUT
DELISTED
Atlas Corp.
ATCO
$206K ﹤0.01%
8,400
-1,600
-16% -$34.7K
LVLT
5122
PUT
DELISTED
Level 3 Communications Inc
LVLT
$206K ﹤0.01%
7,700
-1,800
-19% -$41.5K
DNDN
5123
DELISTED
DENDREON CORPORATION
DNDN
$206K ﹤0.01%
70,111
+24,456
+54% +$90.5K
KWR icon
5124
Quaker Houghton
KWR
$2.76B
$205K ﹤0.01%
2,801
-816
-23% -$55.2K
PUW
5125
DELISTED
Invesco WilderHill Progressive Energy ETF
PUW
$205K ﹤0.01%
7,083
-129
-2% -$3.67K
203 204
205
206 207

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.