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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPLI
5076
CALL
People Inc
PPLI
$3.09B
$213K ﹤0.01%
21,822
+17,346
+388% +$159K
KNDI
5077
PUT
Kandi Technologies Group
KNDI
$67.5M
$213K ﹤0.01%
27,400
-33,400
-55% -$176K
LTPZ icon
5078
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$690M
$213K ﹤0.01%
3,537
-18,501
-84% -$1.1M
NVAX icon
5079
Novavax
NVAX
$1.2B
$213K ﹤0.01%
3,391
+1,149
+51% +$64.7K
QLTA icon
5080
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.24B
$213K ﹤0.01%
4,276
-100
-2% -$4.95K
TRN icon
5081
CALL
Trinity Industries
TRN
$2.49B
$213K ﹤0.01%
13,057
-278,355
-96% -$4.11M
TCF
5082
CALL
DELISTED
TCF Financial Corporation
TCF
$213K ﹤0.01%
14,900
+12,600
+548% +$188K
EWA icon
5083
CALL
iShares MSCI Australia ETF
EWA
$1.39B
$212K ﹤0.01%
8,400
-8,900
-51% -$214K
GDXJ icon
5084
CALL
VanEck Junior Gold Miners ETF
GDXJ
$6.89B
$212K ﹤0.01%
5,200
-7,950
-60% -$341K
HPP
5085
Hudson Pacific Properties
HPP
$747M
$212K ﹤0.01%
1,551
-1,904
-55% -$277K
INGR icon
5086
PUT
Ingredion
INGR
$6.27B
$212K ﹤0.01%
3,200
+1,200
+60% +$78.4K
SPNT icon
5087
SiriusPoint
SPNT
$2.75B
$212K ﹤0.01%
+14,607
New +$197K
QRE
5088
PUT
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$212K ﹤0.01%
13,000
+3,200
+33% +$53.5K
BC icon
5089
Brunswick
BC
$5.13B
$211K ﹤0.01%
+5,273
New +$196K
JOYY
5090
CALL
JOYY Inc
JOYY
$3.71B
$211K ﹤0.01%
+4,500
New +$181K
DTLK
5091
CALL
DELISTED
Datalink Corp
DTLK
$211K ﹤0.01%
+15,600
New +$198K
BDX icon
5092
PUT
Becton Dickinson
BDX
$45.6B
$210K ﹤0.01%
2,153
+1,025
+91% +$100K
MFM
5093
Aberdeen Municipal Income Fund
MFM
$221M
$210K ﹤0.01%
32,817
+30,988
+1,694% +$194K
RBBN icon
5094
Ribbon Communications
RBBN
$377M
$210K ﹤0.01%
12,459
+3,795
+44% +$64.5K
TRAK icon
5095
ReposiTrak
TRAK
$153M
$210K ﹤0.01%
24,000
+23,987
+184,515% +$186K
UNM icon
5096
CALL
Unum
UNM
$13.6B
$210K ﹤0.01%
6,900
+3,700
+116% +$114K
AIF
5097
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$210K ﹤0.01%
12,600
+4,800
+62% +$82.5K
ZNH
5098
DELISTED
China Southern Airlines Company Limited
ZNH
$210K ﹤0.01%
11,195
+8,117
+264% +$154K
ALOG
5099
DELISTED
Analogic Corp
ALOG
$210K ﹤0.01%
2,535
+1,186
+88% +$89K
TSL
5100
PUT
DELISTED
Trina Solar Limited
TSL
$210K ﹤0.01%
13,600
-2,400
-15% -$21.3K
202 203
204
205 206

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.