We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMH
5051
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$218K ﹤0.01%
37,618
-301
-0.8% -$1.7K
SHFL
5052
DELISTED
SHFL ENTMT INC
SHFL
$218K ﹤0.01%
9,496
+8,684
+1,069% +$192K
DLTR icon
5053
CALL
Dollar Tree
DLTR
$24.4B
$217K ﹤0.01%
3,800
-700
-16% -$37.8K
LF
5054
PUT
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$217K ﹤0.01%
23,000
+7,300
+46% +$75.5K
KMR
5055
PUT
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$217K ﹤0.01%
3,156
+2,382
+308% +$174K
REGI
5056
DELISTED
Renewable Energy Group, Inc.
REGI
$217K ﹤0.01%
14,336
+5,966
+71% +$89.1K
ANSS
5057
PUT
DELISTED
Ansys
ANSS
$216K ﹤0.01%
2,500
– –
NBIX icon
5058
Neurocrine Biosciences
NBIX
$16.8B
$216K ﹤0.01%
19,069
+18,069
+1,807% +$248K
PGP
5059
PIMCO Global StockPLUS & Income Fund
PGP
$98.1M
$216K ﹤0.01%
9,572
-201
-2% -$4.49K
RGCO icon
5060
RGC Resources
RGCO
$223M
$216K ﹤0.01%
16,785
+2,755
+20% +$34.8K
TRST
5061
Trustco Bank Corp NY
TRST
$970M
$216K ﹤0.01%
7,249
+2,207
+44% +$65.9K
CADX
5062
DELISTED
CADENCE PHARMACEUTICALS, INC COM STK
CADX
$216K ﹤0.01%
34,306
-38,318
-53% -$244K
BNO icon
5063
United States Brent Oil Fund
BNO
$781M
$215K ﹤0.01%
5,058
-1,304
-20% -$54.9K
MAV
5064
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$215K ﹤0.01%
16,052
-20,882
-57% -$280K
PRDO icon
5065
Perdoceo Education
PRDO
$1.99B
$215K ﹤0.01%
78,331
+47,031
+150% +$145K
SCHX icon
5066
Schwab US Large- Cap ETF
SCHX
$71.8B
$215K ﹤0.01%
32,130
-462,042
-93% -$3.08M
WEN icon
5067
PUT
Wendy's
WEN
$1.4B
$215K ﹤0.01%
25,400
+16,400
+182% +$123K
TAO
5068
DELISTED
Invesco China Real Estate ETF
TAO
$215K ﹤0.01%
9,979
-2,116
-17% -$44.8K
RAI
5069
CALL
DELISTED
Reynolds American Inc
RAI
$215K ﹤0.01%
8,800
-41,000
-82% -$1.02M
FXEN
5070
DELISTED
FX ENERGY INC
FXEN
$215K ﹤0.01%
62,619
-110,737
-64% -$375K
CNY
5071
DELISTED
Market Vectors-Renminbi
CNY
$215K ﹤0.01%
5,059
-2,354
-32% -$99.5K
FENG
5072
Phoenix New Media
FENG
$18.3M
$214K ﹤0.01%
3,161
+2,917
+1,195% +$142K
SN
5073
DELISTED
Sanchez Energy Corporation
SN
$214K ﹤0.01%
8,122
-6,929
-46% -$164K
CHL
5074
PUT
DELISTED
China Mobile Limited
CHL
$214K ﹤0.01%
3,800
-4,200
-53% -$227K
CNI icon
5075
PUT
Canadian National Railway
CNI
$76.9B
$213K ﹤0.01%
4,200
-400
-9% -$19.7K
201 202
203
204 205

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.