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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NHS
5026
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$225K ﹤0.01%
16,538
+639
+4% +$8.66K
PFO
5027
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$225K ﹤0.01%
19,820
+2,820
+17% +$30.3K
PVH icon
5028
CALL
PVH
PVH
$4B
$225K ﹤0.01%
1,800
+1,100
+157% +$135K
RGLD icon
5029
PUT
Royal Gold
RGLD
$16.8B
$225K ﹤0.01%
3,600
+200
+6% +$12.3K
SPPP
5030
Sprott Physical Platinum and Palladium Trust
SPPP
$585M
$225K ﹤0.01%
23,403
-41,097
-64% -$381K
AOI
5031
DELISTED
Alliance One International
AOI
$225K ﹤0.01%
7,702
-319
-4% -$8.82K
ASB icon
5032
Associated Banc-Corp
ASB
$5.83B
$224K ﹤0.01%
12,413
+1,260
+11% +$21.5K
ACCL
5033
CALL
DELISTED
Accelrys Inc
ACCL
$224K ﹤0.01%
+18,000
New +$211K
FITB
5034
PUT
Fifth Third Bancorp
FITB
$51.2B
$223K ﹤0.01%
9,700
-5,500
-36% -$120K
RMD icon
5035
CALL
ResMed
RMD
$30.6B
$223K ﹤0.01%
+5,000
New +$225K
SBLK icon
5036
Star Bulk Carriers
SBLK
$3.21B
$223K ﹤0.01%
3,127
+355
+13% +$22.9K
TEF
5037
CALL
DELISTED
Telefonica
TEF
$223K ﹤0.01%
19,216
+17,444
+984% +$201K
UAN icon
5038
PUT
CVR Partners
UAN
$1.36B
$223K ﹤0.01%
1,050
-310
-23% -$58.9K
MMP
5039
CALL
DELISTED
Magellan Midstream Partners, L.P.
MMP
$223K ﹤0.01%
3,200
-26,700
-89% -$1.78M
PUW
5040
DELISTED
Invesco WilderHill Progressive Energy ETF
PUW
$223K ﹤0.01%
6,775
-1,235
-15% -$39.2K
LVLT
5041
CALL
DELISTED
Level 3 Communications Inc
LVLT
$223K ﹤0.01%
5,700
-8,800
-61% -$317K
TAL
5042
CALL
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$223K ﹤0.01%
5,200
+800
+18% +$35.6K
CRRS
5043
DELISTED
CORPORATE RESOURCE SERVICES, INC. COMMON STOCK
CRRS
$223K ﹤0.01%
70,894
+69,364
+4,534% +$176K
BTM
5044
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$223K ﹤0.01%
167,777
+120,588
+256% +$160K
CYTK icon
5045
CALL
Cytokinetics
CYTK
$10.5B
$222K ﹤0.01%
+23,400
New +$212K
EPC icon
5046
CALL
Edgewell Personal Care
EPC
$1.25B
$222K ﹤0.01%
2,968
+1,889
+175% +$138K
B
5047
DELISTED
Barnes Group Inc.
B
$222K ﹤0.01%
5,746
-68,584
-92% -$2.61M
NM
5048
CALL
DELISTED
Navios Maritime Holdings Inc.
NM
$222K ﹤0.01%
2,250
-2,390
-52% -$233K
KERX
5049
PUT
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$222K ﹤0.01%
13,000
-94,900
-88% -$1.43M
BNCN
5050
DELISTED
BNC Bancorp
BNCN
$222K ﹤0.01%
12,769
+6,438
+102% +$111K
200 201
202
203 204

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.