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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRD.B icon
5026
Crawford & Co Class B
CRD.B
$491M
$224K ﹤0.01%
23,091
+22,396
+3,222% +$174K
GDXJ icon
5027
PUT
VanEck Junior Gold Miners ETF
GDXJ
$6.89B
$224K ﹤0.01%
5,500
-119,475
-96% -$5.12M
UTL icon
5028
Unitil
UTL
$970M
$224K ﹤0.01%
7,638
-2,900
-28% -$85.5K
MIXT
5029
DELISTED
MIX TELEMATICS LIMITED
MIXT
$224K ﹤0.01%
+15,175
New +$234K
NTRS icon
5030
CALL
Northern Trust
NTRS
$33.3B
$223K ﹤0.01%
4,100
-400
-9% -$23K
SA
5031
PUT
Seabridge Gold
SA
$2.78B
$223K ﹤0.01%
21,300
+2,400
+13% +$29.6K
SPR
5032
CALL
DELISTED
Spirit AeroSystems
SPR
$223K ﹤0.01%
9,200
-6,800
-43% -$162K
ELLI
5033
DELISTED
Ellie Mae Inc
ELLI
$223K ﹤0.01%
6,956
+5,930
+578% +$165K
KEY icon
5034
CALL
KeyCorp
KEY
$24.2B
$222K ﹤0.01%
19,500
+300
+2% +$3.58K
BWLD
5035
CALL
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$222K ﹤0.01%
2,000
+600
+43% +$63K
AGO icon
5036
PUT
Assured Guaranty
AGO
$3.66B
$221K ﹤0.01%
11,800
+2,600
+28% +$55K
FAST icon
5037
PUT
Fastenal
FAST
$54.7B
$221K ﹤0.01%
17,600
+10,800
+159% +$128K
FLO icon
5038
CALL
Flowers Foods
FLO
$1.49B
$221K ﹤0.01%
10,300
-14,800
-59% -$331K
RPT
5039
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$221K ﹤0.01%
14,333
-18,330
-56% -$282K
DS
5040
PUT
DELISTED
Drive Shack Inc.
DS
$221K ﹤0.01%
43,454
+27,974
+181% +$142K
NAVB
5041
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$221K ﹤0.01%
4,171
+1,847
+79% +$108K
TIS
5042
DELISTED
Orchids Paper Products, Inc.
TIS
$221K ﹤0.01%
7,996
+623
+8% +$17.1K
TFCFA
5043
PUT
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$221K ﹤0.01%
+6,600
New +$208K
BQY
5044
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$220K ﹤0.01%
17,630
+14,768
+516% +$186K
NRP icon
5045
PUT
Natural Resource Partners
NRP
$1.3B
$219K ﹤0.01%
1,150
+300
+35% +$60.8K
EGL
5046
DELISTED
Engility Holdings, Inc.
EGL
$219K ﹤0.01%
6,878
+3,794
+123% +$123K
BBK
5047
DELISTED
Blackrock Municipal Bond Trust
BBK
$219K ﹤0.01%
15,433
+8,572
+125% +$119K
CORN icon
5048
CALL
Teucrium Corn Fund
CORN
$176M
$218K ﹤0.01%
6,500
+5,900
+983% +$213K
EMN icon
5049
PUT
Eastman Chemical
EMN
$8B
$218K ﹤0.01%
2,800
-1,300
-32% -$100K
ICE icon
5050
PUT
Intercontinental Exchange
ICE
$85.6B
$218K ﹤0.01%
6,000
+5,000
+500% +$181K
200 201
202
203 204

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.