We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARP
5001
PUT
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$230K ﹤0.01%
11,000
+9,900
+900% +$210K
CRK icon
5002
PUT
Comstock Resources
CRK
$3.89B
$229K ﹤0.01%
2,880
+20
+0.7% +$1.6K
HCKT icon
5003
Hackett Group
HCKT
$270M
$229K ﹤0.01%
32,161
+30,924
+2,500% +$188K
WPX
5004
PUT
DELISTED
WPX Energy, Inc.
WPX
$229K ﹤0.01%
11,900
-7,300
-38% -$140K
PPP
5005
PUT
DELISTED
Primero Mining Corp
PPP
$229K ﹤0.01%
42,000
– –
AFFX
5006
PUT
DELISTED
Affymetrix Inc
AFFX
$229K ﹤0.01%
36,900
+31,200
+547% +$161K
RAS
5007
CALL
DELISTED
RAIT Financial Trust
RAS
$229K ﹤0.01%
32,300
+13,100
+68% +$92.9K
CGNX icon
5008
Cognex
CGNX
$10.9B
$228K ﹤0.01%
14,586
+14,010
+2,432% +$196K
FULT icon
5009
Fulton Financial
FULT
$4.66B
$228K ﹤0.01%
19,510
-21,369
-52% -$261K
IMMR icon
5010
Immersion
IMMR
$251M
$228K ﹤0.01%
17,222
-31,525
-65% -$432K
PX
5011
CALL
DELISTED
Praxair Inc
PX
$228K ﹤0.01%
1,900
-2,800
-60% -$332K
EGHT icon
5012
8x8 Inc
EGHT
$269M
$227K ﹤0.01%
22,581
-8,016
-26% -$74.9K
JLL icon
5013
CALL
Jones Lang LaSalle
JLL
$16.3B
$227K ﹤0.01%
2,600
+2,500
+2,500% +$223K
NRP icon
5014
CALL
Natural Resource Partners
NRP
$1.3B
$227K ﹤0.01%
1,190
-120
-9% -$24.3K
ONEQ icon
5015
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.4B
$227K ﹤0.01%
15,370
+8,840
+135% +$127K
POWA icon
5016
Invesco Bloomberg Pricing Power ETF
POWA
$178M
$227K ﹤0.01%
6,833
-33,953
-83% -$1.13M
UBA
5017
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$227K ﹤0.01%
11,417
-4,112
-26% -$84.2K
CSV icon
5018
Carriage Services
CSV
$641M
$226K ﹤0.01%
11,655
+11,278
+2,992% +$208K
UBNK
5019
DELISTED
United Financial Bancorp, Inc.
UBNK
$226K ﹤0.01%
17,397
-1,072
-6% -$14.1K
CB icon
5020
CALL
Chubb
CB
$135B
$225K ﹤0.01%
2,400
-5,800
-71% -$530K
EQR icon
5021
CALL
Equity Residential
EQR
$24.9B
$225K ﹤0.01%
4,200
+600
+17% +$33.1K
EWZS icon
5022
iShares MSCI Brazil Small-Cap ETF
EWZS
$234M
$225K ﹤0.01%
10,153
+6,644
+189% +$138K
PAG icon
5023
Penske Automotive Group
PAG
$14.3B
$225K ﹤0.01%
5,267
-4,680
-47% -$179K
CSII
5024
DELISTED
Cardiovascular Systems, Inc.
CSII
$225K ﹤0.01%
11,199
-2,000
-15% -$41.6K
RVBD
5025
PUT
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$225K ﹤0.01%
15,400
+6,500
+73% +$104K
199 200
201
202 203

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.