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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$4.45B
Cap. Flow %
4.56%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,005

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.95%
2 Energy 9.74%
3 Healthcare 6.49%
4 Technology 6.03%
5 Financials 6.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
26
Enterprise Products Partners
EPD
$84.1B
$491M 0.5%
16,101,204
-88,864
-0.5% -$2.72M
OXY icon
27
Occidental Petroleum
OXY
$60B
$488M 0.5%
5,448,777
+478,798
+10% +$41.2M
QCOM icon
28
Qualcomm
QCOM
$180B
$481M 0.49%
7,150,343
+866,916
+14% +$56.8M
RTX icon
29
RTX Corp
RTX
$271B
$481M 0.49%
7,091,036
+552,719
+8% +$36.2M
EFA icon
30
iShares MSCI EAFE ETF
EFA
$80.1B
$476M 0.49%
7,464,044
-201,672
-3% -$12.4M
GOOG icon
31
Alphabet (Google) Class C
GOOG
$4.1T
$471M 0.48%
21,608,732
+1,668,550
+8% +$36.9M
BND icon
32
Vanguard Total Bond Market
BND
$160B
$454M 0.46%
5,610,153
-302,372
-5% -$24.3M
QQQ icon
33
CALL
Invesco QQQ Trust
QQQ
$489B
$449M 0.46%
5,688,900
+4,389,200
+338% +$334M
MCD icon
34
McDonald's
MCD
$181B
$446M 0.46%
4,637,994
+67,268
+1% +$6.57M
T icon
35
AT&T
T
$176B
$425M 0.43%
16,625,837
+1,102,808
+7% +$29M
IBM icon
36
IBM
IBM
$221B
$399M 0.41%
2,253,532
+56,372
+3% +$10.2M
BAC icon
37
Bank of America
BAC
$438B
$398M 0.41%
28,817,643
+6,124,767
+27% +$87.4M
VTI icon
38
Vanguard Morningstar Total Stock Market ETF
VTI
$688B
$384M 0.39%
4,379,482
+580,498
+15% +$50.5M
PFE icon
39
Pfizer
PFE
$162B
$379M 0.39%
13,898,287
+2,012,643
+17% +$54.8M
PEP icon
40
PepsiCo
PEP
$188B
$360M 0.37%
4,531,108
+551,577
+14% +$45.3M
MRK icon
41
Merck
MRK
$371B
$352M 0.36%
7,739,047
+675,823
+10% +$30.9M
BA icon
42
Boeing
BA
$168B
$338M 0.35%
2,875,304
+180,100
+7% +$19.4M
MMP
43
DELISTED
Magellan Midstream Partners, L.P.
MMP
$338M 0.35%
5,986,621
-2,508
-0% -$138K
MDT icon
44
Medtronic
MDT
$120B
$335M 0.34%
6,283,299
+295,095
+5% +$15.9M
PAA icon
45
Plains All American Pipeline
PAA
$18.1B
$333M 0.34%
6,330,279
+24,246
+0.4% +$1.29M
WFC icon
46
Wells Fargo
WFC
$272B
$331M 0.34%
8,011,915
+1,794,144
+29% +$76.6M
GLD icon
47
CALL
SPDR Gold Trust
GLD
$149B
$329M 0.34%
2,569,740
+944,710
+58% +$121M
CL icon
48
Colgate-Palmolive
CL
$70.8B
$329M 0.34%
5,549,114
+508,136
+10% +$30.1M
CSCO icon
49
Cisco
CSCO
$431B
$329M 0.34%
14,040,287
+1,535,577
+12% +$38.1M
EEM icon
50
iShares MSCI Emerging Markets ETF
EEM
$31.9B
$323M 0.33%
7,913,806
+2,039,518
+35% +$80.8M
1
2
3 4 5

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $4.45B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 50% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,005 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.