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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILTB icon
4951
iShares Core 10+ Year USD Bond ETF
ILTB
$592M
$237K ﹤0.01%
4,251
-1,159
-21% -$64.5K
SGEN
4952
CALL
DELISTED
Seagen Inc. Common Stock
SGEN
$237K ﹤0.01%
5,400
-3,600
-40% -$150K
UNT
4953
DELISTED
UNIT Corporation
UNT
$237K ﹤0.01%
5,107
-5,236
-51% -$240K
SGG
4954
DELISTED
iPath Bloomberg Sugar Subindex Total Return ETN due June 24, 2038
SGG
$237K ﹤0.01%
3,868
+188
+5% +$11K
KFN
4955
CALL
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$237K ﹤0.01%
22,900
-46,500
-67% -$487K
SSRI
4956
PUT
DELISTED
Silver Standard Resources
SSRI
$237K ﹤0.01%
38,600
+3,600
+10% +$27K
DO
4957
PUT
DELISTED
Diamond Offshore Drilling
DO
$237K ﹤0.01%
3,800
-1,500
-28% -$100K
PFF icon
4958
CALL
iShares Preferred and Income Securities ETF
PFF
$13.3B
$236K ﹤0.01%
6,200
-1,600
-21% -$61.2K
SPXS icon
4959
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$337M
$236K ﹤0.01%
+10
New +$236K
NZH
4960
DELISTED
Nuveen Calif Div
NZH
$236K ﹤0.01%
20,270
-12,002
-37% -$139K
ORIG
4961
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$236K ﹤0.01%
1
-1
-50% -$165K
NQC
4962
DELISTED
NUVEEN CALIF INVT QUAL MUNI FD
NQC
$236K ﹤0.01%
17,415
+4,553
+35% +$59.9K
BHV icon
4963
BlackRock Virginia Muni Bond Trust
BHV
$20.3M
$235K ﹤0.01%
15,263
+1,079
+8% +$16.8K
ELGX
4964
DELISTED
Endologix Inc
ELGX
$235K ﹤0.01%
1,457
-13
-0.9% -$2.05K
NRF
4965
CALL
DELISTED
NorthStar Realty Finance Corp.
NRF
$235K ﹤0.01%
12,884
+4,838
+60% +$88.1K
TRW
4966
PUT
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$235K ﹤0.01%
3,300
+600
+22% +$42.2K
ARR
4967
CALL
Armour Residential REIT
ARR
$2.33B
$234K ﹤0.01%
1,395
-1,100
-44% -$189K
BPT
4968
CALL
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$234K ﹤0.01%
2,700
-1,700
-39% -$150K
CORN icon
4969
Teucrium Corn Fund
CORN
$176M
$234K ﹤0.01%
6,971
-3,504
-33% -$127K
PKG icon
4970
PUT
Packaging Corp of America
PKG
$21.9B
$234K ﹤0.01%
4,100
-10,800
-72% -$585K
SXI icon
4971
Standex International
SXI
$3.59B
$234K ﹤0.01%
3,936
+1,729
+78% +$99.7K
TWO
4972
PUT
Two Harbors Investment
TWO
$1.27B
$234K ﹤0.01%
3,013
+2,438
+424% +$191K
NEPT
4973
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$234K ﹤0.01%
53
-11
-17% -$54.9K
HT
4974
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$234K ﹤0.01%
10,478
-5,493
-34% -$123K
SNI
4975
CALL
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$234K ﹤0.01%
3,000
– –
197 198
199
200 201

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.