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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RRMS
4901
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$247K ﹤0.01%
7,717
+3,443
+81% +$119K
ACHC icon
4902
Acadia Healthcare
ACHC
$2.76B
$246K ﹤0.01%
6,235
+2,235
+56% +$83K
HR icon
4903
Healthcare Realty
HR
$7.28B
$246K ﹤0.01%
11,704
+5,685
+94% +$123K
PKOH icon
4904
Park-Ohio Holdings
PKOH
$575M
$246K ﹤0.01%
6,400
-400
-6% -$14.1K
PNF
4905
DELISTED
PIMCO New York Municipal Income Fund
PNF
$246K ﹤0.01%
23,682
+9,098
+62% +$90.9K
SFLY
4906
PUT
DELISTED
Shutterfly, Inc.
SFLY
$246K ﹤0.01%
4,400
+3,900
+780% +$217K
ENOC
4907
CALL
DELISTED
EnerNOC, Inc.
ENOC
$246K ﹤0.01%
16,400
+11,700
+249% +$176K
OB
4908
DELISTED
Onebeacon Insurance Group Ltd
OB
$246K ﹤0.01%
16,664
-4,839
-23% -$70.5K
APTV icon
4909
CALL
Aptiv
APTV
$12B
$245K ﹤0.01%
4,200
+2,400
+133% +$133K
USNA icon
4910
Usana Health Sciences
USNA
$408M
$245K ﹤0.01%
5,644
-40,878
-88% -$1.64M
AFSI
4911
PUT
DELISTED
AmTrust Financial Services, Inc.
AFSI
$245K ﹤0.01%
12,540
+8,140
+185% +$151K
BWLD
4912
PUT
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$245K ﹤0.01%
2,200
-700
-24% -$73.5K
CMU
4913
DELISTED
MFS High Yield Municipal Trust
CMU
$244K ﹤0.01%
58,898
-5,112
-8% -$21K
HLF icon
4914
CALL
Herbalife
HLF
$1.29B
$244K ﹤0.01%
7,000
-26,200
-79% -$810K
SKYW icon
4915
CALL
Skywest
SKYW
$4.24B
$244K ﹤0.01%
16,800
-13,900
-45% -$200K
ORAN
4916
PUT
DELISTED
Orange
ORAN
$244K ﹤0.01%
19,500
+3,200
+20% +$33.5K
SWIR
4917
CALL
DELISTED
Sierra Wireless
SWIR
$244K ﹤0.01%
+14,900
New +$197K
DRV icon
4918
CALL
Direxion Daily Real Estate Bear 3X ETF
DRV
$26.5M
$243K ﹤0.01%
74
+64
+640% +$205K
FNY icon
4919
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$578M
$243K ﹤0.01%
9,557
+1,842
+24% +$45.3K
GM.WS.B
4920
DELISTED
General Motors Company
GM.WS.B
$243K ﹤0.01%
13,056
-724
-5% -$13.5K
FXF icon
4921
Invesco CurrencyShares Swiss Franc Trust
FXF
$414M
$242K ﹤0.01%
2,228
-2,054
-48% -$217K
UUP icon
4922
PUT
Invesco DB US Dollar Index Bullish Fund
UUP
$420M
$242K ﹤0.01%
11,200
-50,300
-82% -$1.11M
CYOU
4923
DELISTED
Changyou.com Limited American Depositary Share
CYOU
$242K ﹤0.01%
6,830
-30,383
-82% -$977K
KND
4924
PUT
DELISTED
Kindred Healthcare
KND
$242K ﹤0.01%
18,000
+6,000
+50% +$86.3K
LLTC
4925
CALL
DELISTED
Linear Technology Corp
LLTC
$242K ﹤0.01%
6,100
+1,800
+42% +$71.1K
195 196
197
198 199

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.