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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPMB icon
4876
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.95B
$252K ﹤0.01%
9,409
+115
+1% +$3.05K
HF
4877
DELISTED
HFF Inc.
HF
$252K ﹤0.01%
10,704
+6,442
+151% +$131K
ROCM
4878
DELISTED
ROCHESTER MEDICAL CORP
ROCM
$252K ﹤0.01%
12,636
+9,975
+375% +$163K
MCEP
4879
DELISTED
Mid-Con Energy Partners, LP
MCEP
$251K ﹤0.01%
536
+466
+666% +$219K
NXTM
4880
DELISTED
NxStage Medical Inc.
NXTM
$251K ﹤0.01%
19,097
-25,052
-57% -$329K
BEAV
4881
CALL
DELISTED
B/E Aerospace Inc
BEAV
$251K ﹤0.01%
4,695
+2,347
+100% +$119K
ARCO icon
4882
PUT
Arcos Dorados Holdings
ARCO
$1.72B
$250K ﹤0.01%
21,687
+19,734
+1,010% +$226K
NXC
4883
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$250K ﹤0.01%
18,431
+11,508
+166% +$158K
ZION icon
4884
CALL
Zions Bancorporation
ZION
$10.2B
$250K ﹤0.01%
9,100
+5,300
+139% +$155K
JBTM
4885
JBT Marel
JBTM
$7.21B
$250K ﹤0.01%
10,037
+6,674
+198% +$156K
PNK
4886
DELISTED
Pinnacle Entertainment Inc.
PNK
$250K ﹤0.01%
9,999
+9,910
+11,135% +$222K
ACW
4887
DELISTED
Accuride Corp
ACW
$250K ﹤0.01%
48,594
-9,666
-17% -$53K
GOLD
4888
PUT
DELISTED
Randgold Resources Ltd
GOLD
$250K ﹤0.01%
3,552
-2,131
-37% -$153K
BGH
4889
Barings Global Short Duration High Yield Fund
BGH
$282M
$249K ﹤0.01%
10,888
-3,237
-23% -$73.9K
JBL icon
4890
CALL
Jabil
JBL
$33B
$249K ﹤0.01%
11,500
-7,100
-38% -$162K
NVRI icon
4891
Enviri
NVRI
$623M
$249K ﹤0.01%
10,016
-10,203
-50% -$254K
IVC
4892
DELISTED
Invacare Corporation
IVC
$249K ﹤0.01%
14,444
+13,164
+1,028% +$209K
EJ
4893
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$249K ﹤0.01%
29,174
-10,432
-26% -$60.4K
CLMT icon
4894
PUT
Calumet Specialty Products
CLMT
$3.85B
$248K ﹤0.01%
9,100
-6,600
-42% -$207K
ITB icon
4895
PUT
iShares US Home Construction ETF
ITB
$2.26B
$248K ﹤0.01%
11,100
-23,700
-68% -$521K
UWM icon
4896
PUT
ProShares Ultra Russell2000
UWM
$245M
$248K ﹤0.01%
13,600
+3,200
+31% +$54.8K
FBC
4897
DELISTED
Flagstar Bancorp, Inc. New
FBC
$248K ﹤0.01%
16,786
+8,066
+93% +$122K
XRAY icon
4898
CALL
Dentsply Sirona
XRAY
$2.68B
$247K ﹤0.01%
5,700
+5,200
+1,040% +$222K
LMNX
4899
DELISTED
Luminex Corp
LMNX
$247K ﹤0.01%
12,352
-20,448
-62% -$435K
ZLC
4900
DELISTED
ZALE CORPORATION
ZLC
$247K ﹤0.01%
16,260
+4,235
+35% +$46.3K
194 195
196
197 198

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.