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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPX icon
4826
PUT
Louisiana-Pacific
LPX
$5.06B
$264K ﹤0.01%
15,000
+3,900
+35% +$64.4K
STC icon
4827
Stewart Information Services
STC
$2.06B
$264K ﹤0.01%
8,247
+7,657
+1,298% +$234K
IPXL
4828
DELISTED
Impax Laboratories, Inc.
IPXL
$264K ﹤0.01%
12,887
+5,054
+65% +$104K
KMPR icon
4829
Kemper
KMPR
$1.67B
$263K ﹤0.01%
7,826
-9,647
-55% -$337K
LNCE
4830
DELISTED
Snyders-Lance, Inc.
LNCE
$263K ﹤0.01%
9,122
+6,686
+274% +$194K
CYS
4831
CALL
DELISTED
CYS Investments Inc.
CYS
$263K ﹤0.01%
32,400
-10,500
-24% -$84.9K
AIFU
4832
PUT
AIFU Inc
AIFU
$206M
$262K ﹤0.01%
125
-125
-50% -$272K
BCOV
4833
DELISTED
Brightcove, Inc.
BCOV
$262K ﹤0.01%
23,304
-11,696
-33% -$118K
CNH
4834
DELISTED
CNH GLOBAL N.V. (NEW)
CNH
$262K ﹤0.01%
20,936
-186,742
-90% -$8.64M
FTF
4835
Franklin Limited Duration Income Trust
FTF
$231M
$261K ﹤0.01%
20,056
+1,252
+7% +$16K
JRS icon
4836
Nuveen Real Estate Income Fund
JRS
$250M
$261K ﹤0.01%
24,742
+2,534
+11% +$28.1K
WNR
4837
DELISTED
Western Refining Inc
WNR
$261K ﹤0.01%
8,672
-807
-9% -$23.7K
CIM
4838
CALL
Chimera Investment
CIM
$1.04B
$260K ﹤0.01%
5,693
-9,200
-62% -$409K
RNF
4839
CALL
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$260K ﹤0.01%
10,600
-2,400
-18% -$67.3K
EDE
4840
DELISTED
Empire District Electric
EDE
$260K ﹤0.01%
11,999
-377
-3% -$8.45K
RTI
4841
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
$260K ﹤0.01%
8,112
+5,924
+271% +$184K
CORT icon
4842
Corcept Therapeutics
CORT
$12.4B
$259K ﹤0.01%
162,842
-45,712
-22% -$80.6K
KRG icon
4843
Kite Realty
KRG
$5.81B
$259K ﹤0.01%
10,882
-771
-7% -$18.1K
GIMO
4844
DELISTED
Gigamon Inc.
GIMO
$259K ﹤0.01%
6,699
+5,583
+500% +$194K
FDO
4845
CALL
DELISTED
FAMILY DOLLAR STORES
FDO
$259K ﹤0.01%
3,600
-4,300
-54% -$302K
KOG
4846
PUT
DELISTED
KODIAK OIL & GAS CORP
KOG
$259K ﹤0.01%
21,500
-800
-4% -$8.02K
EGF
4847
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$258K ﹤0.01%
18,121
-3,938
-18% -$56.4K
FIF
4848
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$258K ﹤0.01%
11,979
-830
-6% -$19K
WIN
4849
PUT
DELISTED
Windstream Holdings Inc
WIN
$258K ﹤0.01%
4,124
+447
+12% +$28.8K
PUI icon
4850
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.7M
$257K ﹤0.01%
13,368
-365
-3% -$7.13K
192 193
194
195 196

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.