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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHS
4801
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
$272K ﹤0.01%
12,952
-3,301
-20% -$69K
DCA
4802
DELISTED
Virtus Total Return Fund
DCA
$272K ﹤0.01%
69,107
+11,902
+21% +$46.5K
HLIT icon
4803
Harmonic Inc
HLIT
$1.25B
$271K ﹤0.01%
35,296
+15,594
+79% +$115K
NSLR
4804
CALL
Neostellar Capital Corp
NSLR
$269M
$271K ﹤0.01%
28,184
+27,876
+9,051% +$203K
ATHN
4805
PUT
DELISTED
Athenahealth, Inc.
ATHN
$271K ﹤0.01%
2,500
-8,600
-77% -$930K
DNN icon
4806
Denison Mines
DNN
$2.54B
$270K ﹤0.01%
250,023
-24,327
-9% -$29.1K
ALX
4807
Alexander's
ALX
$1.3B
$269K ﹤0.01%
942
+29
+3% +$8.47K
BPT
4808
PUT
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$269K ﹤0.01%
3,100
-600
-16% -$52.9K
DOV icon
4809
PUT
Dover
DOV
$27.6B
$269K ﹤0.01%
4,475
-26,554
-86% -$1.53M
IDXX icon
4810
CALL
Idexx Laboratories
IDXX
$44.1B
$269K ﹤0.01%
+5,400
New +$260K
MCK icon
4811
CALL
McKesson
MCK
$100B
$269K ﹤0.01%
2,100
-200
-9% -$24.6K
MLKN icon
4812
MillerKnoll
MLKN
$1.53B
$268K ﹤0.01%
9,167
-1,123
-11% -$31.2K
MTW icon
4813
CALL
Manitowoc
MTW
$497M
$268K ﹤0.01%
15,124
-21,417
-59% -$389K
NPO icon
4814
Enpro
NPO
$6.63B
$268K ﹤0.01%
4,447
+1,188
+36% +$68.8K
CERN
4815
PUT
DELISTED
Cerner Corp
CERN
$268K ﹤0.01%
5,100
+100
+2% +$4.87K
ADT
4816
PUT
DELISTED
ADT Corp
ADT
$268K ﹤0.01%
6,600
-4,600
-41% -$189K
DEO icon
4817
CALL
Diageo
DEO
$49B
$267K ﹤0.01%
2,100
-1,500
-42% -$188K
UMBF icon
4818
UMB Financial
UMBF
$11.1B
$267K ﹤0.01%
4,916
+2,670
+119% +$156K
BEAT
4819
DELISTED
BioTelemetry, Inc.
BEAT
$267K ﹤0.01%
26,952
-28,563
-51% -$225K
MGAM
4820
PUT
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$266K ﹤0.01%
+7,700
New +$263K
LQDT icon
4821
Liquidity Services
LQDT
$1.22B
$265K ﹤0.01%
7,899
+6,006
+317% +$191K
SMG icon
4822
ScottsMiracle-Gro
SMG
$3.82B
$265K ﹤0.01%
4,803
-6,629
-58% -$349K
TMH
4823
DELISTED
Team Health Holdings Inc
TMH
$265K ﹤0.01%
6,975
-2,173
-24% -$85.2K
ZOLT
4824
CALL
DELISTED
ZOLTEK COMPANIES INC
ZOLT
$265K ﹤0.01%
+15,900
New +$226K
FOR icon
4825
Forestar Group
FOR
$1.44B
$264K ﹤0.01%
12,262
+10,600
+638% +$224K
191 192
193
194 195

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.