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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCP
4776
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
$276K ﹤0.01%
20,600
+4,463
+28% +$59.4K
CZR
4777
PUT
DELISTED
Caesars Entertainment Corporation
CZR
$276K ﹤0.01%
14,000
+9,300
+198% +$175K
AEM icon
4778
CALL
Agnico Eagle Mines
AEM
$73.6B
$275K ﹤0.01%
10,400
-240,000
-96% -$6.85M
CAC icon
4779
Camden National
CAC
$978M
$275K ﹤0.01%
10,137
+2,001
+25% +$51.4K
PLXS icon
4780
Plexus
PLXS
$6.72B
$275K ﹤0.01%
7,389
+4,510
+157% +$153K
HNGR
4781
DELISTED
Hanger Inc.
HNGR
$275K ﹤0.01%
8,171
+8,151
+40,755% +$271K
UNXL
4782
CALL
DELISTED
Uni-Pixel, Inc.
UNXL
$275K ﹤0.01%
+15,500
New +$247K
PTEN icon
4783
PUT
Patterson-UTI
PTEN
$3.98B
$274K ﹤0.01%
12,800
+3,400
+36% +$69.8K
URI icon
4784
CALL
United Rentals
URI
$67.2B
$274K ﹤0.01%
4,700
-3,400
-42% -$189K
WELL icon
4785
PUT
Welltower
WELL
$169B
$274K ﹤0.01%
4,400
+1,300
+42% +$82.7K
ADI icon
4786
CALL
Analog Devices
ADI
$179B
$273K ﹤0.01%
5,800
-9,200
-61% -$440K
AEO icon
4787
CALL
American Eagle Outfitters
AEO
$2.88B
$273K ﹤0.01%
19,500
+1,200
+7% +$20.1K
EXPD icon
4788
CALL
Expeditors International
EXPD
$22B
$273K ﹤0.01%
6,200
-10,000
-62% -$415K
GNRC icon
4789
PUT
Generac Holdings
GNRC
$11.6B
$273K ﹤0.01%
6,400
-27,200
-81% -$1.13M
WGO icon
4790
Winnebago Industries
WGO
$856M
$273K ﹤0.01%
10,500
+3,000
+40% +$70.8K
CFN
4791
CALL
DELISTED
CAREFUSION CORPORATION
CFN
$273K ﹤0.01%
7,400
+5,300
+252% +$198K
GES
4792
CALL
DELISTED
Guess Inc
GES
$272K ﹤0.01%
9,100
+5,600
+160% +$175K
MNST icon
4793
CALL
Monster Beverage
MNST
$94.3B
$272K ﹤0.01%
31,200
-1,222,200
-98% -$12.1M
MTDR icon
4794
Matador Resources
MTDR
$6.2B
$272K ﹤0.01%
16,659
+14,659
+733% +$218K
TAL icon
4795
TAL Education Group
TAL
$6.93B
$272K ﹤0.01%
112,758
+76,686
+213% +$156K
INFN
4796
PUT
DELISTED
Infinera Corporation Common Stock
INFN
$272K ﹤0.01%
24,000
-3,200
-12% -$35K
RDC
4797
PUT
DELISTED
Rowan Companies Plc
RDC
$272K ﹤0.01%
7,400
+500
+7% +$18K
PWRD
4798
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
$272K ﹤0.01%
13,667
-35,761
-72% -$727K
FST
4799
DELISTED
FOREST OIL CORPORATION
FST
$272K ﹤0.01%
44,490
+3,115
+8% +$16.7K
JNY
4800
CALL
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$272K ﹤0.01%
18,100
+17,600
+3,520% +$276K
190 191
192
193 194

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.