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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMF
4751
DELISTED
BNY Mellon Municipal Income
DMF
$282K ﹤0.01%
32,555
+7,091
+28% +$60.6K
SRE icon
4752
CALL
Sempra
SRE
$57.9B
$282K ﹤0.01%
6,600
-35,800
-84% -$1.52M
ARQ icon
4753
CALL
Arq
ARQ
$84.6M
$282K ﹤0.01%
13,200
– –
CTWS
4754
DELISTED
Connecticut Water Service Inc
CTWS
$282K ﹤0.01%
8,776
-1,516
-15% -$46.1K
FWLT
4755
CALL
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$282K ﹤0.01%
10,700
-19,200
-64% -$449K
EBIX
4756
PUT
DELISTED
Ebix Inc
EBIX
$282K ﹤0.01%
28,400
-4,500
-14% -$48.9K
CLNE icon
4757
CALL
Clean Energy Fuels
CLNE
$427M
$281K ﹤0.01%
22,000
-79,300
-78% -$1.02M
TROW icon
4758
CALL
T. Rowe Price
TROW
$23.9B
$281K ﹤0.01%
3,900
-1,100
-22% -$81.4K
VWO icon
4759
PUT
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$281K ﹤0.01%
7,000
-1,200
-15% -$47.5K
AUSE
4760
DELISTED
WisdomTree Australia Dividend Fund
AUSE
$281K ﹤0.01%
4,616
-886
-16% -$51.1K
KID
4761
DELISTED
KID BRANDS,INC COMMON STOCK
KID
$281K ﹤0.01%
190,975
+3,174
+2% +$4.69K
AVAV icon
4762
AeroVironment
AVAV
$7.56B
$280K ﹤0.01%
12,153
+2,167
+22% +$48.4K
CONN
4763
PUT
DELISTED
Conn's Inc.
CONN
$280K ﹤0.01%
5,600
-20,400
-78% -$1.21M
CHSP
4764
DELISTED
Chesapeake Lodging Trust
CHSP
$280K ﹤0.01%
11,890
-19,018
-62% -$437K
KSS icon
4765
PUT
Kohl's
KSS
$2.17B
$279K ﹤0.01%
5,400
-7,800
-59% -$407K
PGF icon
4766
PUT
Invesco Financial Preferred ETF
PGF
$677M
$279K ﹤0.01%
+16,300
New +$283K
UVXY icon
4767
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$224M
– –
0
– –
AHD
4768
CALL
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$279K ﹤0.01%
5,100
-600
-11% -$32.8K
BXP icon
4769
CALL
Boston Properties
BXP
$11.2B
$278K ﹤0.01%
2,600
-100
-4% -$10.6K
ETR icon
4770
PUT
Entergy
ETR
$50.2B
$278K ﹤0.01%
8,800
+3,200
+57% +$106K
GNW icon
4771
PUT
Genworth Financial
GNW
$3.76B
$278K ﹤0.01%
21,700
-8,700
-29% -$109K
HELE icon
4772
Helen of Troy
HELE
$644M
$278K ﹤0.01%
6,274
+5,096
+433% +$214K
SREV
4773
DELISTED
ServiceSource International, Inc.
SREV
$278K ﹤0.01%
23,016
-1,469
-6% -$17.4K
ERY icon
4774
Direxion Daily Energy Bear 2X ETF
ERY
$39.1M
$276K ﹤0.01%
217
+160
+281% +$213K
KMX icon
4775
PUT
CarMax
KMX
$8.13B
$276K ﹤0.01%
5,700
+3,200
+128% +$157K
189 190
191
192 193

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.