UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$106B

AUM Growth

+$12.2B (+13%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,025

New

Increased

Reduced

Closed

Top Buys

1		+$1.76B
2		+$483M
3		+$405M
4	Wynn Resorts WYNN	+$334M
5	Herc Holdings HRI	+$312M

Top Sells

1		+$808M
2		+$367M
3		+$307M
4	iShares China Large-Cap ETF FXI	+$294M
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	+$242M

Sector Composition

1	Energy	10.64%
2	Financials	9.31%
3	Technology	8.08%
4	Healthcare	7.57%
5	Industrials	6.58%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
4701	RVLT 4701 DELISTED Revolution Lighting Technologies, Inc. - Class A RVLT	$44K	﹤0.01%	1,900 +800
4702	APP 4702 DELISTED AMERICAN APPAREL INC COM APP	$44K	﹤0.01%	+49,265
4703	SAPE 4703 DELISTED SAPIENT CORP SAPE	$44K	﹤0.01%	2,687 -15,986
4704	EGLE 4704 DELISTED Eagle Bulk Shipping Inc. EGLE	$44K	﹤0.01%	6 +3
4705	JPNL 4705 DELISTED Direxion Daily Japan Bull 3x Shares JPNL	$44K	﹤0.01%	873 +809
4706	SDR 4706 DELISTED SANDRIDGE MISSISSIPPIAN TRUST II SDR	$44K	﹤0.01%	5,507 +1,207
4707	CSBK 4707 DELISTED Clifton Bancorp Inc. CSBK	$44K	﹤0.01%	3,444 -2,072
4708	SRGA 4708 DELISTED Surgalign Holdings, Inc. Common Stock SRGA	$43K	﹤0.01%	327 +112
4709	4709 Helios Technologies HLIO $1.82B	$43K	﹤0.01%	1,072 +26
4710	4710 Seneca Foods Class A SENEA $780M	$43K	﹤0.01%	+1,406
4711	4711 Southern Missouri Bancorp SMBC $687M	$43K	﹤0.01%	2,404 +838
4712	4712 S&T Bancorp STBA $1.58B	$43K	﹤0.01%	1,727 -329
4713	URG 4713 Ur-Energy URG $546M	$43K	﹤0.01%	38,236 +37,036
4714	4714 W&T Offshore WTI $253M	$43K	﹤0.01%	2,633 +1,689
4715	STML 4715 DELISTED Stemline Therapeutics, Inc. STML	$43K	﹤0.01%	2,981 +909
4716	TST 4716 DELISTED TheStreet, Inc. TST	$43K	﹤0.01%	1,803 +516
4717	TCF 4717 DELISTED TCF Financial Corporation Common Stock TCF	$43K	﹤0.01%	1,515 -1,098
4718	LABL 4718 DELISTED Multi-Color Corp LABL	$43K	﹤0.01%	1,076
4719	MES 4719 DELISTED VANECK VECTORS GULF STATES INDEX ETF MES	$43K	﹤0.01%	+1,470
4720	NYNY 4720 DELISTED Empire Resorts, Inc. NYNY	$43K	﹤0.01%	1,182 -8,239
4721	OMG 4721 DELISTED OM GROUP INC. OMG	$43K	﹤0.01%	1,328 -38,174
4722	CRRC 4722 DELISTED COURIER CORP CRRC	$43K	﹤0.01%	2,880 +1,231
4723	BTF 4723 DELISTED BOULDER TOTAL RETURN FD INC BTF	$43K	﹤0.01%	1,670 +704
4724	NAGS 4724 DELISTED TEUCRIUM COMMODITY TR NATURAL GAS FD NAGS	$43K	﹤0.01%	3,246 +2,400
4725	ERUS 4725 DELISTED iShares MSCI Russia ETF ERUS	$43K	﹤0.01%	1,057 -2,179