We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCL icon
4701
CALL
Royal Caribbean
RCL
$85.1B
$295K ﹤0.01%
7,700
-7,400
-49% -$277K
WU icon
4702
CALL
Western Union
WU
$1.99B
$295K ﹤0.01%
15,800
-33,100
-68% -$595K
TBRG
4703
DELISTED
TruBridge
TBRG
$295K ﹤0.01%
5,047
-1,032
-17% -$57K
MAKO
4704
PUT
DELISTED
MAKO SURGICAL CORP COM
MAKO
$295K ﹤0.01%
10,000
+2,300
+30% +$35K
JLS icon
4705
Nuveen Mortgage and Income Fund
JLS
$94.5M
$294K ﹤0.01%
12,365
-3,064
-20% -$73.3K
PZZA icon
4706
CALL
Papa John's
PZZA
$984M
$294K ﹤0.01%
8,400
+8,200
+4,100% +$283K
SJM icon
4707
PUT
J.M. Smucker
SJM
$12.7B
$294K ﹤0.01%
2,800
-11,000
-80% -$1.19M
ATRI
4708
DELISTED
Atrion Corp
ATRI
$294K ﹤0.01%
1,133
+375
+49% +$91.3K
SNTS
4709
CALL
DELISTED
SANTARUS INC
SNTS
$294K ﹤0.01%
13,000
+10,900
+519% +$259K
BLH
4710
DELISTED
Blackrock Ny Muni 2018 Term Tr
BLH
$294K ﹤0.01%
18,725
-848
-4% -$12.9K
ECPG icon
4711
Encore Capital Group
ECPG
$2.02B
$293K ﹤0.01%
6,406
+4,605
+256% +$187K
FXEN
4712
PUT
DELISTED
FX ENERGY INC
FXEN
$292K ﹤0.01%
85,000
+47,000
+124% +$159K
TXI
4713
PUT
DELISTED
TEXAS INDUSTRIES INC
TXI
$292K ﹤0.01%
4,400
– –
OSIR
4714
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
$292K ﹤0.01%
17,551
+11,615
+196% +$172K
SHW icon
4715
CALL
Sherwin-Williams
SHW
$82.7B
$291K ﹤0.01%
4,800
-14,700
-75% -$864K
STGW icon
4716
Stagwell
STGW
$2.09B
$291K ﹤0.01%
15,611
-700
-4% -$10.9K
NTES icon
4717
CALL
NetEase
NTES
$85.3B
$290K ﹤0.01%
20,000
-51,000
-72% -$697K
SIL icon
4718
Global X Silver Miners ETF NEW
SIL
$3.98B
$290K ﹤0.01%
7,342
-2,759
-27% -$114K
SQQQ icon
4719
ProShares UltraPro Short QQQ
SQQQ
$2.04B
– –
0
– –
CTB
4720
CALL
DELISTED
Cooper Tire & Rubber Co.
CTB
$290K ﹤0.01%
9,400
-1,200
-11% -$39.1K
CAB
4721
PUT
DELISTED
Cabela's Inc
CAB
$290K ﹤0.01%
4,600
-16,600
-78% -$1.11M
SQNM
4722
DELISTED
SEQUENOM INC NEW
SQNM
$290K ﹤0.01%
108,499
+50,148
+86% +$168K
NTSC
4723
DELISTED
NATL TECHNICAL SYS INC
NTSC
$290K ﹤0.01%
+12,694
New +$247K
TWC
4724
CALL
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$290K ﹤0.01%
2,600
-9,000
-78% -$1.01M
CLW icon
4725
Clearwater Paper
CLW
$339M
$289K ﹤0.01%
6,050
+2,252
+59% +$109K
187 188
189
190 191

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.