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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHY
4676
DELISTED
First Trust Strategic High
FHY
$319K ﹤0.01%
20,030
+11,285
+129% +$178K
HAV
4677
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
$319K ﹤0.01%
34,095
-8,319
-20% -$76.5K
TAP icon
4678
CALL
Molson Coors Class B
TAP
$7.79B
$318K ﹤0.01%
5,400
-128,800
-96% -$7.2M
WNC icon
4679
Wabash National
WNC
$512M
$318K ﹤0.01%
23,088
+2,161
+10% +$28.9K
JOBS
4680
DELISTED
51job Inc
JOBS
$318K ﹤0.01%
8,934
-2,592
-22% -$99K
SAPE
4681
DELISTED
SAPIENT CORP
SAPE
$318K ﹤0.01%
18,673
-14,985
-45% -$251K
CNTY icon
4682
Century Casinos
CNTY
$34M
$317K ﹤0.01%
44,155
+43,132
+4,216% +$281K
DBA icon
4683
PUT
Invesco DB Agriculture Fund
DBA
$1.23B
$317K ﹤0.01%
11,200
+7,100
+173% +$186K
ICE icon
4684
CALL
Intercontinental Exchange
ICE
$85.6B
$317K ﹤0.01%
8,000
+500
+7% +$21.1K
PKG icon
4685
CALL
Packaging Corp of America
PKG
$21.9B
$317K ﹤0.01%
4,500
+1,700
+61% +$116K
WTM icon
4686
White Mountains Insurance
WTM
$5.2B
$317K ﹤0.01%
528
+34
+7% +$19.8K
JGG
4687
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$317K ﹤0.01%
27,438
-15,727
-36% -$179K
KMPR icon
4688
Kemper
KMPR
$1.67B
$315K ﹤0.01%
8,049
-5,001
-38% -$192K
CLCT
4689
DELISTED
Collectors Universe
CLCT
$315K ﹤0.01%
16,779
+12,958
+339% +$246K
ARII
4690
PUT
DELISTED
American Railcar Industries, Inc.
ARII
$315K ﹤0.01%
4,500
+4,400
+4,400% +$253K
APOL
4691
CALL
DELISTED
Apollo Education Group Inc Class A
APOL
$315K ﹤0.01%
9,200
-3,200
-26% -$104K
LBMH
4692
DELISTED
LIBERATOR MED HLDGS INC (NY)
LBMH
$315K ﹤0.01%
80,174
+79,674
+15,935% +$349K
DINO icon
4693
CALL
HF Sinclair
DINO
$16.5B
$314K ﹤0.01%
6,600
-66,900
-91% -$3.16M
SXT icon
4694
Sensient Technologies
SXT
$5.26B
$314K ﹤0.01%
5,571
+1,854
+50% +$95.4K
VIPS icon
4695
CALL
Vipshop
VIPS
$7.37B
$314K ﹤0.01%
21,000
-5,000
-19% -$59.5K
HZNP
4696
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$314K ﹤0.01%
20,744
-78,899
-79% -$891K
AVTA
4697
PUT
DELISTED
Avantax, Inc. Common Stock
AVTA
$313K ﹤0.01%
+15,900
New +$368K
AROC icon
4698
CALL
Archrock
AROC
$6.27B
$312K ﹤0.01%
7,100
+7,000
+7,000% +$261K
VNQ icon
4699
PUT
Vanguard Real Estate ETF
VNQ
$39.2B
$311K ﹤0.01%
4,400
-600
-12% -$41.1K
TRAK
4700
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$311K ﹤0.01%
6,314
-5,320
-46% -$267K
186 187
188
189 190

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.