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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVL
4651
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$308K ﹤0.01%
324,513
-8,543
-3% -$6.97K
GTY
4652
Getty Realty Corp
GTY
$2.11B
$307K ﹤0.01%
16,024
-13,549
-46% -$267K
NAN icon
4653
Nuveen New York Quality Municipal Income Fund
NAN
$368M
$307K ﹤0.01%
23,776
-2,395
-9% -$31K
SCHL icon
4654
Scholastic
SCHL
$767M
$307K ﹤0.01%
10,727
-36,572
-77% -$1.11M
GBL
4655
DELISTED
GAMCO Investors, Inc.
GBL
$307K ﹤0.01%
7,513
+5,767
+330% +$191K
PPP
4656
DELISTED
Primero Mining Corp
PPP
$307K ﹤0.01%
56,361
-309,503
-85% -$1.57M
DGIT
4657
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
$307K ﹤0.01%
23,727
-27,704
-54% -$290K
APAM icon
4658
Artisan Partners
APAM
$2.79B
$306K ﹤0.01%
5,860
+1,032
+21% +$52.9K
DPZ icon
4659
PUT
Domino's
DPZ
$11.5B
$306K ﹤0.01%
4,500
-300
-6% -$19K
NVAX icon
4660
CALL
Novavax
NVAX
$1.2B
$306K ﹤0.01%
4,850
+4,130
+574% +$233K
SBI
4661
Western Asset Intermediate Muni Fund
SBI
$107M
$306K ﹤0.01%
33,500
-10,205
-23% -$92.1K
TEX icon
4662
CALL
Terex
TEX
$7.18B
$306K ﹤0.01%
9,100
+1,700
+23% +$51.5K
DEO icon
4663
PUT
Diageo
DEO
$49B
$305K ﹤0.01%
2,400
+1,200
+100% +$150K
DKS icon
4664
PUT
Dick's Sporting Goods
DKS
$17.5B
$304K ﹤0.01%
5,700
+5,500
+2,750% +$277K
HL icon
4665
CALL
Hecla Mining
HL
$9.47B
$304K ﹤0.01%
96,700
-24,900
-20% -$81.2K
ANSS
4666
CALL
DELISTED
Ansys
ANSS
$303K ﹤0.01%
+3,500
New +$292K
DLR icon
4667
CALL
Digital Realty Trust
DLR
$69.7B
$303K ﹤0.01%
5,700
-30,500
-84% -$1.73M
LPX icon
4668
CALL
Louisiana-Pacific
LPX
$5.06B
$303K ﹤0.01%
17,200
+8,600
+100% +$142K
CQB
4669
CALL
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$303K ﹤0.01%
23,900
-8,900
-27% -$111K
ERUS
4670
DELISTED
iShares MSCI Russia ETF
ERUS
$303K ﹤0.01%
6,998
-7,016
-50% -$290K
ZINC
4671
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$302K ﹤0.01%
24,178
+10,753
+80% +$134K
IGTE
4672
DELISTED
IGATE CORPORATION
IGTE
$302K ﹤0.01%
10,882
+10,216
+1,534% +$234K
GENZ
4673
VanEck Digital Native Economy ETF
GENZ
$16.8M
$301K ﹤0.01%
6,331
+2,378
+60% +$103K
BRSL
4674
CALL
Brightstar Lottery PLC
BRSL
$1.84B
$301K ﹤0.01%
15,900
-24,000
-60% -$457K
PAM icon
4675
Pampa Energía
PAM
$4.75B
$300K ﹤0.01%
+60,000
New +$223K
185 186
187
188 189

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.