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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLU
4601
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$344K ﹤0.01%
11,217
+6,191
+123% +$188K
NPF
4602
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$344K ﹤0.01%
26,170
+1,518
+6% +$20K
TZA icon
4603
Direxion Daily Small Cap Bear 3x ETF
TZA
$250M
$343K ﹤0.01%
14
+5
+56% +$133K
ENOC
4604
DELISTED
EnerNOC, Inc.
ENOC
$343K ﹤0.01%
15,376
-6,431
-29% -$137K
ENH
4605
DELISTED
Endurance Specialty Holdings Ltd
ENH
$343K ﹤0.01%
6,379
+2,113
+50% +$112K
HLSS
4606
CALL
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$343K ﹤0.01%
15,900
+13,700
+623% +$292K
EZCH
4607
CALL
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
$342K ﹤0.01%
13,500
-14,500
-52% -$371K
IRBT
4608
CALL
DELISTED
iRobot
IRBT
$341K ﹤0.01%
8,300
-8,000
-49% -$320K
MAA icon
4609
CALL
Mid-America Apartment Communities
MAA
$15.4B
$341K ﹤0.01%
+5,000
New +$328K
SPXS icon
4610
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$337M
$341K ﹤0.01%
22
-1
-4% -$16.7K
HELI
4611
DELISTED
CHC GROUP LTD SHS NEW (CYM)
HELI
$341K ﹤0.01%
+1,538
New +$411K
NTX
4612
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$341K ﹤0.01%
25,030
+17,035
+213% +$228K
PBI icon
4613
CALL
Pitney Bowes
PBI
$2.37B
$340K ﹤0.01%
13,100
+10,000
+323% +$247K
SNP
4614
CALL
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$340K ﹤0.01%
3,800
+2,600
+217% +$213K
EGOV
4615
DELISTED
NIC Inc
EGOV
$340K ﹤0.01%
17,586
-907
-5% -$18.9K
BBF
4616
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$340K ﹤0.01%
25,535
+21,854
+594% +$285K
BNY
4617
DELISTED
BlackRock New York Municipal Income Trust
BNY
$339K ﹤0.01%
25,123
-3,098
-11% -$40.5K
HRC
4618
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$339K ﹤0.01%
8,783
-5,760
-40% -$222K
NBIX icon
4619
PUT
Neurocrine Biosciences
NBIX
$16.8B
$338K ﹤0.01%
+21,000
New +$359K
NTUS
4620
CALL
DELISTED
Natus Medical Inc
NTUS
$338K ﹤0.01%
13,100
+12,700
+3,175% +$320K
RSH
4621
PUT
DELISTED
RADIOSHACK CORP
RSH
$338K ﹤0.01%
159,500
+151,800
+1,971% +$357K
NTES icon
4622
CALL
NetEase
NTES
$85.3B
$337K ﹤0.01%
25,000
+14,000
+127% +$202K
SNN icon
4623
Smith & Nephew
SNN
$13.3B
$337K ﹤0.01%
11,003
-2,125
-16% -$64.3K
SSP icon
4624
E.W. Scripps
SSP
$257M
$337K ﹤0.01%
21,432
-38,724
-64% -$641K
TRGP icon
4625
CALL
Targa Resources
TRGP
$58B
$337K ﹤0.01%
3,400
+2,900
+580% +$271K
183 184
185
186 187

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.