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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUS icon
4601
PUT
Nu Skin
NUS
$252M
$373K ﹤0.01%
2,700
+600
+29% +$70.6K
PAYX icon
4602
PUT
Paychex
PAYX
$41.6B
$373K ﹤0.01%
8,200
-700
-8% -$29.9K
SYNA icon
4603
PUT
Synaptics
SYNA
$4.19B
$373K ﹤0.01%
7,200
+4,500
+167% +$221K
COW
4604
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$373K ﹤0.01%
13,730
-10,932
-44% -$302K
CAB
4605
PUT
DELISTED
Cabela's Inc
CAB
$373K ﹤0.01%
5,600
+1,000
+22% +$62.2K
ECPG icon
4606
Encore Capital Group
ECPG
$2.02B
$372K ﹤0.01%
7,407
+1,001
+16% +$47.6K
KR icon
4607
PUT
Kroger
KR
$35.4B
$372K ﹤0.01%
18,800
-41,600
-69% -$860K
BPOP icon
4608
PUT
Popular Inc
BPOP
$11.2B
$371K ﹤0.01%
12,900
+6,800
+111% +$184K
GIVN
4609
DELISTED
GIVEN IMAGING LTD
GIVN
$371K ﹤0.01%
12,354
-6,217
-33% -$146K
EXXI
4610
PUT
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$371K ﹤0.01%
13,700
+10,500
+328% +$301K
QUNR
4611
DELISTED
Qunar Cayman Islands Limited
QUNR
$371K ﹤0.01%
+13,973
New +$378K
DRIV
4612
DELISTED
DIGITAL RIVER INC.
DRIV
$370K ﹤0.01%
20,021
-2,246
-10% -$40.1K
XONE
4613
PUT
DELISTED
The ExOne Company
XONE
$369K ﹤0.01%
6,100
+5,200
+578% +$282K
RAX
4614
PUT
DELISTED
Rackspace Hosting Inc
RAX
$368K ﹤0.01%
9,400
-100
-1% -$4.35K
RKT
4615
CALL
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$368K ﹤0.01%
7,000
+4,800
+218% +$242K
VOCS
4616
DELISTED
VOCUS INC
VOCS
$368K ﹤0.01%
32,331
-36,462
-53% -$351K
BGC icon
4617
CALL
BGC Group
BGC
$5.52B
$367K ﹤0.01%
94,233
-237,760
-72% -$865K
DLTR icon
4618
CALL
Dollar Tree
DLTR
$24.4B
$367K ﹤0.01%
6,500
+2,700
+71% +$156K
LEN.B icon
4619
Lennar Class B
LEN.B
$19.4B
$367K ﹤0.01%
11,681
– –
PTEN icon
4620
PUT
Patterson-UTI
PTEN
$3.98B
$367K ﹤0.01%
14,500
+1,700
+13% +$40.7K
ESI
4621
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$367K ﹤0.01%
10,922
-5,054
-32% -$181K
AEO icon
4622
PUT
American Eagle Outfitters
AEO
$2.88B
$366K ﹤0.01%
25,400
+12,700
+100% +$188K
KWR icon
4623
Quaker Houghton
KWR
$2.79B
$366K ﹤0.01%
4,753
+1,952
+70% +$150K
NPV icon
4624
Nuveen Virginia Quality Municipal Income Fund
NPV
$211M
$366K ﹤0.01%
30,989
+1,844
+6% +$22.2K
CTWS
4625
DELISTED
Connecticut Water Service Inc
CTWS
$366K ﹤0.01%
10,321
+1,545
+18% +$51.1K
183 184
185
186 187

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.