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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSU
4601
PUT
DELISTED
Nevsun Resources Ltd.
NSU
$320K ﹤0.01%
101,000
-24,500
-20% -$79.5K
RRMS
4602
PUT
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$320K ﹤0.01%
+10,000
New +$345K
PAF
4603
DELISTED
Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PAF
$319K ﹤0.01%
5,670
-291
-5% -$15.7K
PWE
4604
CALL
DELISTED
Penn West Energy Petroleum Ltd
PWE
$319K ﹤0.01%
28,700
-65,700
-70% -$762K
OI icon
4605
PUT
O-I Glass
OI
$1.1B
$318K ﹤0.01%
10,600
-2,600
-20% -$77.2K
GNMK
4606
DELISTED
GenMark Diagnostics, Inc
GNMK
$318K ﹤0.01%
26,193
-4,707
-15% -$50.5K
BZC
4607
DELISTED
BREEZE-EASTERN CORPORATION COM
BZC
$318K ﹤0.01%
32,503
-1,752
-5% -$15.7K
AMX icon
4608
PUT
America Movil
AMX
$76.1B
$317K ﹤0.01%
16,000
+1,800
+13% +$37K
MCHI icon
4609
iShares MSCI China ETF
MCHI
$6.32B
$317K ﹤0.01%
6,894
+590
+9% +$26K
MRVL icon
4610
CALL
Marvell Technology
MRVL
$168B
$317K ﹤0.01%
27,600
-206,200
-88% -$2.54M
PCRX icon
4611
PUT
Pacira BioSciences
PCRX
$1.04B
$317K ﹤0.01%
6,600
+5,100
+340% +$186K
SA
4612
Seabridge Gold
SA
$2.78B
$317K ﹤0.01%
30,262
+5,185
+21% +$63.9K
ARRS
4613
PUT
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$317K ﹤0.01%
18,600
+7,700
+71% +$122K
SONC
4614
DELISTED
Sonic Corp
SONC
$317K ﹤0.01%
17,870
+449
+3% +$7.35K
PLKI
4615
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$317K ﹤0.01%
7,260
+4,501
+163% +$179K
FDO
4616
PUT
DELISTED
FAMILY DOLLAR STORES
FDO
$317K ﹤0.01%
4,400
+3,600
+450% +$253K
MUJ icon
4617
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
$316K ﹤0.01%
23,403
-19,946
-46% -$267K
NBR icon
4618
CALL
Nabors Industries
NBR
$1.27B
$316K ﹤0.01%
394
+44
+13% +$34.6K
NFG icon
4619
CALL
National Fuel Gas
NFG
$7.82B
$316K ﹤0.01%
4,600
+900
+24% +$58.5K
WEX icon
4620
WEX
WEX
$6.37B
$316K ﹤0.01%
3,598
-1,887
-34% -$160K
MYJ
4621
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$316K ﹤0.01%
22,875
+4,190
+22% +$57.5K
ADUS icon
4622
Addus HomeCare
ADUS
$2.16B
$315K ﹤0.01%
+10,863
New +$244K
GOL
4623
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$315K ﹤0.01%
32,207
+4,346
+16% +$33.4K
AXON
4624
Axon Enterprise
AXON
$42.5B
$314K ﹤0.01%
21,117
-5,266
-20% -$56.5K
CIK
4625
Credit Suisse Asset Management Income Fund
CIK
$134M
$314K ﹤0.01%
85,728
+3,765
+5% +$13.7K
183 184
185
186 187

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.