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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFSL icon
4551
TFS Financial
TFSL
$5.16B
$339K ﹤0.01%
28,347
+6,124
+28% +$70.5K
FCNCA icon
4552
First Citizens BancShares
FCNCA
$24.9B
$338K ﹤0.01%
1,643
+627
+62% +$129K
RGR icon
4553
CALL
Sturm, Ruger & Co
RGR
$594M
$338K ﹤0.01%
5,400
+2,800
+108% +$151K
RSPH icon
4554
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
$338K ﹤0.01%
33,680
-61,120
-64% -$605K
EQY
4555
DELISTED
Equity One
EQY
$338K ﹤0.01%
15,476
-23,939
-61% -$539K
INFY icon
4556
CALL
Infosys
INFY
$48.7B
$337K ﹤0.01%
56,000
+1,600
+3% +$9.48K
NEE icon
4557
PUT
NextEra Energy
NEE
$181B
$337K ﹤0.01%
16,800
+4,800
+40% +$99.1K
PDN icon
4558
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$352M
$335K ﹤0.01%
12,311
+541
+5% +$13.9K
ILB
4559
DELISTED
PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund
ILB
$335K ﹤0.01%
6,831
-251
-4% -$12.1K
MNKD icon
4560
PUT
MannKind Corp
MNKD
$1.21B
$334K ﹤0.01%
11,720
+520
+5% +$17.2K
RBLD icon
4561
First Trust Alerian US NextGen Infrastructure ETF
RBLD
$56.5M
$334K ﹤0.01%
6,963
+2,653
+62% +$120K
CMCSK
4562
PUT
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$334K ﹤0.01%
7,700
+100
+1% +$4.34K
NOC icon
4563
CALL
Northrop Grumman
NOC
$77.1B
$333K ﹤0.01%
3,500
-2,100
-38% -$194K
HERO
4564
CALL
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$333K ﹤0.01%
45,300
+35,900
+382% +$262K
AHT
4565
Ashford Hospitality Trust
AHT
$20.9M
$332K ﹤0.01%
43
-31
-42% -$231K
EVY
4566
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$332K ﹤0.01%
26,613
+12,209
+85% +$150K
AXE
4567
DELISTED
Anixter International Inc
AXE
$332K ﹤0.01%
3,784
+679
+22% +$56.9K
ROSE
4568
CALL
DELISTED
ROSETTA RESOURCES INC
ROSE
$332K ﹤0.01%
6,100
+3,000
+97% +$142K
CDE icon
4569
CALL
Coeur Mining
CDE
$15.4B
$330K ﹤0.01%
27,400
+1,000
+4% +$13.7K
ARAY icon
4570
Accuray
ARAY
$32M
$329K ﹤0.01%
44,504
+21,041
+90% +$133K
PMM
4571
Franklin Managed Municipal Income Trust
PMM
$267M
$329K ﹤0.01%
48,045
-1,748
-4% -$11.8K
SYY icon
4572
PUT
Sysco
SYY
$40.8B
$328K ﹤0.01%
10,300
+2,400
+30% +$80.5K
XHE icon
4573
State Street SPDR S&P Health Care Equipment ETF
XHE
$161M
$328K ﹤0.01%
9,522
-1,126
-11% -$37.8K
GAME
4574
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$328K ﹤0.01%
83,926
+29,502
+54% +$129K
CWH.PRD
4575
DELISTED
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
$328K ﹤0.01%
15,687
+550
+4% +$12K
181 182
183
184 185

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.