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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBT icon
4526
Cabot Corp
CBT
$4.54B
$348K ﹤0.01%
8,160
-2
-0% -$81
MRSH
4527
CALL
Marsh
MRSH
$90.5B
$348K ﹤0.01%
8,000
-2,900
-27% -$122K
CBD
4528
DELISTED
Companhia Brasileira de Distribuicao
CBD
$347K ﹤0.01%
7,542
-99,998
-93% -$4.39M
CLC
4529
DELISTED
Clarcor
CLC
$347K ﹤0.01%
6,237
-1,422
-19% -$78.4K
HOV icon
4530
PUT
Hovnanian Enterprises
HOV
$726M
$346K ﹤0.01%
2,644
+944
+56% +$126K
THG icon
4531
Hanover Insurance
THG
$8.1B
$346K ﹤0.01%
6,262
-6,342
-50% -$337K
SR icon
4532
Spire
SR
$4.72B
$345K ﹤0.01%
7,671
+2,239
+41% +$101K
RDWR icon
4533
Radware
RDWR
$1.1B
$344K ﹤0.01%
24,634
-208,760
-89% -$3.03M
MXA
4534
DELISTED
MINNESOTA MUNI INCM PTFL INC
MXA
$344K ﹤0.01%
22,875
+2,414
+12% +$35.8K
CNQ icon
4535
CALL
Canadian Natural Resources
CNQ
$99.4B
$343K ﹤0.01%
22,547
-62,057
-73% -$932K
NOC icon
4536
PUT
Northrop Grumman
NOC
$77.1B
$343K ﹤0.01%
3,600
+2,700
+300% +$250K
TLRA
4537
DELISTED
Telaria, Inc.
TLRA
$343K ﹤0.01%
+37,179
New +$304K
QID icon
4538
PUT
ProShares UltraShort QQQ
QID
$282M
$342K ﹤0.01%
56
+40
+250% +$264K
URBN icon
4539
CALL
Urban Outfitters
URBN
$6.35B
$342K ﹤0.01%
9,300
+3,300
+55% +$135K
NTC
4540
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$342K ﹤0.01%
28,668
+9,096
+46% +$110K
VXZ
4541
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$342K ﹤0.01%
4,556
-21,380
-82% -$1.68M
ENTR
4542
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$342K ﹤0.01%
78,405
+72,143
+1,152% +$301K
AIR icon
4543
AAR Corp
AIR
$5.59B
$341K ﹤0.01%
12,488
+9,390
+303% +$240K
BKE icon
4544
PUT
Buckle
BKE
$2.25B
$341K ﹤0.01%
6,452
+5,633
+688% +$297K
NWL icon
4545
CALL
Newell Brands
NWL
$2.38B
$341K ﹤0.01%
12,400
-5,200
-30% -$139K
IPHI
4546
PUT
DELISTED
INPHI CORPORATION
IPHI
$341K ﹤0.01%
25,400
+15,400
+154% +$187K
OA
4547
CALL
DELISTED
Orbital ATK, Inc.
OA
$341K ﹤0.01%
3,500
+3,200
+1,067% +$304K
BSP
4548
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$341K ﹤0.01%
42,116
+4,525
+12% +$36.3K
LSI
4549
CALL
DELISTED
LSI CORPORATION
LSI
$340K ﹤0.01%
43,400
-4,400
-9% -$33.7K
ECHO
4550
EchoStar
ECHO
$24.4B
$339K ﹤0.01%
9,502
+1,989
+26% +$67.3K
180 181
182
183 184

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.