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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLDX icon
4501
CALL
Celldex Therapeutics
CLDX
$2.99B
$421K ﹤0.01%
1,160
-1,207
-51% -$465K
HIMX
4502
PUT
Himax Technologies
HIMX
$2.19B
$421K ﹤0.01%
28,600
-7,300
-20% -$77.3K
INVA icon
4503
CALL
Innoviva
INVA
$1.55B
$421K ﹤0.01%
14,644
+12,162
+490% +$356K
SWIR
4504
CALL
DELISTED
Sierra Wireless
SWIR
$421K ﹤0.01%
17,400
+2,500
+17% +$47.8K
AKR icon
4505
Acadia Realty Trust
AKR
$3.09B
$420K ﹤0.01%
16,902
-4,192
-20% -$108K
NAV
4506
CALL
DELISTED
Navistar International
NAV
$420K ﹤0.01%
11,000
+3,100
+39% +$119K
IMMU
4507
PUT
DELISTED
Immunomedics Inc
IMMU
$419K ﹤0.01%
91,000
+11,800
+15% +$52.5K
TG icon
4508
Tredegar Corp
TG
$265M
$418K ﹤0.01%
14,525
-2,167
-13% -$57.9K
CGRN
4509
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$418K ﹤0.01%
1,620
-105
-6% -$26K
NNP
4510
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$417K ﹤0.01%
31,356
+377
+1% +$5.02K
WOOD icon
4511
iShares Global Timber & Forestry ETF
WOOD
$268M
$416K ﹤0.01%
7,874
-15,128
-66% -$772K
SKUL
4512
DELISTED
SKULLCANDY INC
SKUL
$416K ﹤0.01%
57,751
-6,689
-10% -$40.8K
BGC icon
4513
BGC Group
BGC
$5.52B
$414K ﹤0.01%
106,412
-359
-0.3% -$1.31K
NTGR icon
4514
NETGEAR
NTGR
$648M
$414K ﹤0.01%
12,580
-9,467
-43% -$295K
ATI icon
4515
CALL
ATI
ATI
$25.6B
$413K ﹤0.01%
11,600
-1,500
-11% -$49.4K
MITT
4516
TPG Mortgage Investment Trust
MITT
$222M
$413K ﹤0.01%
8,807
-53,811
-86% -$2.59M
SYK icon
4517
CALL
Stryker
SYK
$125B
$413K ﹤0.01%
5,500
-20,300
-79% -$1.48M
NNC
4518
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$413K ﹤0.01%
34,551
-1,287
-4% -$15.5K
HOV icon
4519
CALL
Hovnanian Enterprises
HOV
$726M
$412K ﹤0.01%
2,492
-720
-22% -$94.1K
ETUA
4520
DELISTED
EUNITS 2 YR U S EQUITY MKT UIT (MA)
ETUA
$412K ﹤0.01%
35,112
+6,960
+25% +$80.3K
GOOD
4521
Gladstone Commercial Corp
GOOD
$605M
$411K ﹤0.01%
22,874
-53,055
-70% -$969K
NDLS icon
4522
Noodles & Co
NDLS
$111M
$411K ﹤0.01%
1,430
-1,005
-41% -$334K
TECK icon
4523
CALL
Teck Resources
TECK
$29.6B
$411K ﹤0.01%
15,800
-217,500
-93% -$5.62M
BSCM
4524
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$411K ﹤0.01%
20,643
+17,038
+473% +$339K
SPYV icon
4525
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$410K ﹤0.01%
17,720
-171,496
-91% -$3.83M
179 180
181
182 183

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.