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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABB
4501
CALL
DELISTED
ABB Ltd
ABB
$359K ﹤0.01%
15,200
-13,300
-47% -$300K
EGOV
4502
DELISTED
NIC Inc
EGOV
$359K ﹤0.01%
15,525
-2,420
-13% -$50.3K
PHI icon
4503
PLDT
PHI
$4.26B
$358K ﹤0.01%
5,277
-197
-4% -$13.3K
QUIK icon
4504
QuickLogic
QUIK
$235M
$358K ﹤0.01%
9,739
+5,102
+110% +$179K
SRCL
4505
PUT
DELISTED
Stericycle Inc
SRCL
$358K ﹤0.01%
+3,100
New +$358K
CAMP
4506
DELISTED
CalAmp Corp.
CAMP
$358K ﹤0.01%
883
+736
+501% +$273K
AEC
4507
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$357K ﹤0.01%
23,979
-22,818
-49% -$347K
GIVN
4508
DELISTED
GIVEN IMAGING LTD
GIVN
$357K ﹤0.01%
18,571
+12,201
+192% +$205K
MAT icon
4509
PUT
Mattel
MAT
$4.4B
$356K ﹤0.01%
8,500
-2,800
-25% -$120K
PCAR icon
4510
PUT
PACCAR
PCAR
$69.9B
$356K ﹤0.01%
9,600
+3,600
+60% +$134K
SF
4511
Stifel
SF
$12.5B
$355K ﹤0.01%
19,366
+5,276
+37% +$92.1K
SMI
4512
DELISTED
Semiconductor Manufacturing Intl
SMI
$355K ﹤0.01%
102,202
+63,846
+166% +$241K
MTG icon
4513
CALL
MGIC Investment
MTG
$6.15B
$354K ﹤0.01%
48,600
+8,900
+22% +$63.2K
FICO icon
4514
Fair Isaac
FICO
$24.2B
$353K ﹤0.01%
6,392
-99
-2% -$5.08K
UEC icon
4515
Uranium Energy
UEC
$4.73B
$353K ﹤0.01%
157,100
+33,151
+27% +$76K
AU icon
4516
PUT
AngloGold Ashanti
AU
$39.6B
$352K ﹤0.01%
26,500
+12,700
+92% +$170K
RZV icon
4517
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$290M
$351K ﹤0.01%
6,315
+1,074
+20% +$57.9K
HNT
4518
DELISTED
HEALTH NET INC
HNT
$351K ﹤0.01%
11,081
-15,954
-59% -$504K
BNS icon
4519
CALL
Scotiabank
BNS
$107B
$350K ﹤0.01%
6,565
+1,292
+25% +$67.4K
DK icon
4520
Delek US
DK
$4.14B
$350K ﹤0.01%
16,591
+9,361
+129% +$247K
EPZM
4521
DELISTED
Epizyme, Inc
EPZM
$350K ﹤0.01%
+8,729
New +$296K
ZQK
4522
DELISTED
QUICKSILVER,INC.
ZQK
$350K ﹤0.01%
49,854
+39,999
+406% +$250K
CHH icon
4523
Choice Hotels
CHH
$5.08B
$349K ﹤0.01%
8,071
-1,115
-12% -$46.2K
EQIX icon
4524
PUT
Equinix
EQIX
$101B
$349K ﹤0.01%
1,900
-6,800
-78% -$1.23M
IMOS
4525
PUT
ChipMOS TECHNOLOGIES
IMOS
$1.65B
$349K ﹤0.01%
17,606
+4,900
+39% +$92.6K
179 180
181
182 183

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.