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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTB icon
4476
CALL
M&T Bank
MTB
$35.7B
$431K ﹤0.01%
3,700
+2,100
+131% +$239K
LRCX icon
4477
PUT
Lam Research
LRCX
$367B
$430K ﹤0.01%
79,000
+50,000
+172% +$263K
WABC icon
4478
Westamerica Bancorp
WABC
$1.38B
$430K ﹤0.01%
7,601
+1,594
+27% +$85K
MHR
4479
PUT
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$430K ﹤0.01%
58,800
-44,000
-43% -$311K
AZZ icon
4480
AZZ Inc
AZZ
$4.35B
$429K ﹤0.01%
8,795
+7,471
+564% +$339K
MFM
4481
Aberdeen Municipal Income Fund
MFM
$221M
$429K ﹤0.01%
68,664
+35,847
+109% +$222K
NATI
4482
DELISTED
National Instruments Corp
NATI
$429K ﹤0.01%
13,405
-1,744
-12% -$53.8K
UTEK
4483
DELISTED
Ultratech Inc.
UTEK
$428K ﹤0.01%
14,750
-10,839
-42% -$288K
KELYA icon
4484
Kelly Services Class A
KELYA
$514M
$427K ﹤0.01%
17,129
-4,168
-20% -$90.8K
SBRA icon
4485
Sabra Healthcare REIT
SBRA
$5.34B
$427K ﹤0.01%
16,322
-86,421
-84% -$2.23M
PCAR icon
4486
PUT
PACCAR
PCAR
$69.8B
$426K ﹤0.01%
10,800
+1,200
+13% +$45.4K
AKS
4487
CALL
DELISTED
AK Steel Holding Corp
AKS
$426K ﹤0.01%
51,900
+24,700
+91% +$130K
BWP
4488
CALL
DELISTED
Boardwalk Pipeline Partners
BWP
$426K ﹤0.01%
16,700
+2,500
+18% +$69.8K
MLP icon
4489
Maui Land & Pineapple Co
MLP
$344M
$425K ﹤0.01%
69,826
+20,355
+41% +$90.7K
BCPC
4490
Balchem Corp
BCPC
$5.38B
$424K ﹤0.01%
7,225
+2,259
+45% +$128K
MNTA
4491
PUT
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$424K ﹤0.01%
24,000
+19,800
+471% +$333K
NRF
4492
CALL
DELISTED
NorthStar Realty Finance Corp.
NRF
$424K ﹤0.01%
16,041
+3,157
+25% +$63.8K
UTX.PRA
4493
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$424K ﹤0.01%
+6,467
New +$415K
GPM
4494
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$423K ﹤0.01%
47,780
-1,669
-3% -$14.8K
ASG
4495
Liberty All-Star Growth Fund
ASG
$328M
$422K ﹤0.01%
75,033
-1,962
-3% -$10.3K
RSPU icon
4496
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$535M
$422K ﹤0.01%
13,354
+784
+6% +$24.9K
TCOM icon
4497
CALL
Trip.com Group
TCOM
$29.6B
$422K ﹤0.01%
17,000
+16,400
+2,733% +$428K
FRBK
4498
DELISTED
Republic First Bancorp Inc
FRBK
$422K ﹤0.01%
141,689
+4,895
+4% +$15.3K
AVNR
4499
CALL
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$422K ﹤0.01%
125,700
+89,800
+250% +$371K
BCO icon
4500
Brink's
BCO
$4.88B
$421K ﹤0.01%
12,329
+5,408
+78% +$170K
178 179
180
181 182

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.