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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDP icon
426
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$38.3M 0.04%
1,132,694
+107,267
+10% +$3.53M
HPQ icon
427
HP
HPQ
$22.4B
$38.3M 0.04%
4,015,646
-391,871
-9% -$4.33M
CAG icon
428
Conagra Brands
CAG
$6.88B
$38.3M 0.04%
1,621,125
+110,019
+7% +$2.97M
PPG icon
429
PPG Industries
PPG
$25.4B
$38M 0.04%
455,402
+73,294
+19% +$5.86M
VMW
430
DELISTED
VMware, Inc
VMW
$37.9M 0.04%
469,074
-52,757
-10% -$4.27M
PKW icon
431
Invesco BuyBack Achievers ETF
PKW
$1.68B
$37.9M 0.04%
971,190
+328,912
+51% +$12.5M
SU icon
432
Suncor Energy
SU
$78.4B
$37.8M 0.04%
1,056,874
-239,000
-18% -$7.95M
TWC
433
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$37.7M 0.04%
337,458
+174,487
+107% +$19.6M
BBY icon
434
Best Buy
BBY
$17.8B
$37.6M 0.04%
1,002,593
+99,445
+11% +$3.3M
RDS.B
435
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$37.6M 0.04%
545,605
-295,604
-35% -$20.2M
BIDU icon
436
CALL
Baidu
BIDU
$36.5B
$37.5M 0.04%
241,822
+158,222
+189% +$20.4M
AWK icon
437
American Water Works
AWK
$26.2B
$37.5M 0.04%
908,663
+126,054
+16% +$5.21M
PIZ icon
438
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$722M
$37.4M 0.04%
1,493,870
+402,145
+37% +$9.31M
FEZ icon
439
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.25B
$37.3M 0.04%
972,321
+450,150
+86% +$16.3M
VV icon
440
Vanguard Large-Cap ETF
VV
$51.8B
$37.3M 0.04%
482,724
-71,254
-13% -$5.48M
IYF icon
441
iShares US Financials ETF
IYF
$4.35B
$37.2M 0.04%
1,015,928
+52,494
+5% +$1.94M
EWN icon
442
iShares MSCI Netherlands ETF
EWN
$567M
$37.2M 0.04%
1,563,115
+373,613
+31% +$8.6M
KKR icon
443
KKR & Co
KKR
$86.2B
$37.1M 0.04%
1,800,987
-40,714
-2% -$816K
BIIB icon
444
Biogen
BIIB
$29.6B
$36.9M 0.04%
153,178
+908
+0.6% +$203K
UN
445
DELISTED
Unilever NV New York Registry Shares
UN
$36.6M 0.04%
969,936
+28,966
+3% +$1.15M
TYC
446
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$36.3M 0.04%
991,753
+312,814
+46% +$11.3M
FEZ icon
447
PUT
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.25B
$36.3M 0.04%
944,100
+738,700
+360% +$26.8M
NSC icon
448
Norfolk Southern
NSC
$78.3B
$36.2M 0.04%
467,890
+69,281
+17% +$5.19M
AHD
449
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$35.8M 0.04%
655,730
+238,921
+57% +$13.1M
WELL icon
450
Welltower
WELL
$174B
$35.8M 0.04%
573,494
-28,512
-5% -$1.81M
16 17
18
19 20

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.