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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRK icon
4426
CALL
Comstock Resources
CRK
$3.86B
$411K ﹤0.01%
3,600
-42,400
-92% -$3.98M
CRWN
4427
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$411K ﹤0.01%
106,992
+105,020
+5,326% +$350K
WITE
4428
DELISTED
ETF WHITE METALS BSKT TR ETFS PHYSICAL WM BSKT SHS
WITE
$411K ﹤0.01%
10,431
+9,729
+1,386% +$388K
CRT
4429
Cross Timbers Royalty Trust
CRT
$60.1M
$410K ﹤0.01%
13,156
+456
+4% +$13.9K
CSIQ icon
4430
PUT
Canadian Solar
CSIQ
$1.03B
$410K ﹤0.01%
12,800
+5,800
+83% +$218K
VRTX icon
4431
CALL
Vertex Pharmaceuticals
VRTX
$120B
$410K ﹤0.01%
5,800
-21,100
-78% -$1.67M
TUP
4432
PUT
DELISTED
Tupperware Brands Corporation
TUP
$410K ﹤0.01%
4,900
-500
-9% -$41.1K
SALE
4433
CALL
DELISTED
RetailMeNot, Inc. Series 1
SALE
$410K ﹤0.01%
12,800
+9,300
+266% +$345K
MBI icon
4434
CALL
MBIA
MBI
$265M
$409K ﹤0.01%
29,200
-253,500
-90% -$3.23M
TAL icon
4435
TAL Education Group
TAL
$6.86B
$409K ﹤0.01%
109,026
-239,676
-69% -$948K
WOOD icon
4436
iShares Global Timber & Forestry ETF
WOOD
$266M
$409K ﹤0.01%
7,897
+23
+0.3% +$1.2K
CALL
4437
DELISTED
magicJack VocalTec Ltd
CALL
$408K ﹤0.01%
19,186
+13,519
+239% +$231K
LVL
4438
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$408K ﹤0.01%
30,500
-12,598
-29% -$164K
ALE
4439
DELISTED
Allete
ALE
$407K ﹤0.01%
7,765
-905
-10% -$45.3K
MNKD icon
4440
MannKind Corp
MNKD
$1.22B
$407K ﹤0.01%
20,244
-80,093
-80% -$2.28M
EHTH icon
4441
eHealth
EHTH
$42.2M
$406K ﹤0.01%
8,000
+5,392
+207% +$281K
RBLD icon
4442
First Trust Alerian US NextGen Infrastructure ETF
RBLD
$56.4M
$406K ﹤0.01%
7,810
+728
+10% +$37K
AFB
4443
AllianceBernstein National Municipal Income Fund
AFB
$312M
$405K ﹤0.01%
30,550
+10,145
+50% +$132K
CECO icon
4444
Ceco Environmental
CECO
$3.92B
$405K ﹤0.01%
24,370
+22,319
+1,088% +$367K
CGO
4445
Calamos Global Total Return Fund
CGO
$124M
$405K ﹤0.01%
27,201
+2,981
+12% +$43.1K
CTSH icon
4446
PUT
Cognizant
CTSH
$24.2B
$405K ﹤0.01%
8,000
-248,800
-97% -$12.4M
TIF
4447
PUT
DELISTED
Tiffany & Co.
TIF
$405K ﹤0.01%
4,700
-69,400
-94% -$6.16M
AUQ
4448
DELISTED
AURICO GOLD INC COM
AUQ
$405K ﹤0.01%
92,941
+33,574
+57% +$156K
DCOM
4449
DELISTED
Dime Community Bancshares
DCOM
$405K ﹤0.01%
23,856
-368
-2% -$6.15K
AGNC icon
4450
CALL
AGNC Investment
AGNC
$12.4B
$404K ﹤0.01%
18,800
-188,500
-91% -$4.05M
176 177
178
179 180

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.