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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFX icon
4426
Teleflex
TFX
$5.83B
$385K ﹤0.01%
4,676
-5,502
-54% -$432K
IBN icon
4427
PUT
ICICI Bank
IBN
$108B
$384K ﹤0.01%
69,300
+11,000
+19% +$64.6K
SH icon
4428
CALL
ProShares Short S&P500
SH
$913M
$384K ﹤0.01%
1,713
-2,500
-59% -$565K
WOOF
4429
DELISTED
VCA Inc.
WOOF
$384K ﹤0.01%
13,995
-3,581
-20% -$100K
AMLP icon
4430
PUT
Alerian MLP ETF
AMLP
$13B
$383K ﹤0.01%
4,360
-20,960
-83% -$1.85M
ENX
4431
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$383K ﹤0.01%
33,224
+19,374
+140% +$221K
NPK icon
4432
National Presto Industries
NPK
$868M
$383K ﹤0.01%
5,442
-626
-10% -$45.6K
UYG icon
4433
CALL
ProShares Ultra Financials
UYG
$824M
$383K ﹤0.01%
23,400
+4,200
+22% +$70.1K
EXK
4434
CALL
Endeavour Silver
EXK
$2.23B
$382K ﹤0.01%
88,900
-6,300
-7% -$26.8K
FXY icon
4435
Invesco CurrencyShares Japanese Yen Trust
FXY
$438M
$382K ﹤0.01%
3,840
-18,534
-83% -$1.83M
PAYX icon
4436
CALL
Paychex
PAYX
$41.1B
$382K ﹤0.01%
9,400
-8,900
-49% -$352K
DIOD icon
4437
Diodes
DIOD
$3.79B
$381K ﹤0.01%
15,559
+5,312
+52% +$138K
DFT
4438
DELISTED
DuPont Fabros Technology Inc.
DFT
$381K ﹤0.01%
14,757
-16,616
-53% -$394K
RKUS
4439
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$381K ﹤0.01%
22,608
-44,247
-66% -$646K
FAZ icon
4440
Direxion Daily Financial Bear 3x ETF
FAZ
$84.8M
$380K ﹤0.01%
8
+6
+300% +$285K
MDLZ icon
4441
CALL
Mondelez International
MDLZ
$79.5B
$380K ﹤0.01%
12,100
-204,700
-94% -$6.35M
ASG
4442
Liberty All-Star Growth Fund
ASG
$324M
$379K ﹤0.01%
76,995
+9,435
+14% +$45K
DHI icon
4443
PUT
D.R. Horton
DHI
$40.2B
$379K ﹤0.01%
19,500
+11,600
+147% +$230K
TTEC icon
4444
TTEC Holdings
TTEC
$121M
$379K ﹤0.01%
15,090
-4,955
-25% -$123K
RPAI
4445
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$379K ﹤0.01%
27,578
+19,278
+232% +$274K
MELI icon
4446
PUT
Mercado Libre
MELI
$94.5B
$378K ﹤0.01%
2,800
+1,200
+75% +$144K
USAC icon
4447
USA Compression Partners
USAC
$3.84B
$378K ﹤0.01%
15,849
+670
+4% +$16.4K
IOC
4448
CALL
DELISTED
Interoil Corporation
IOC
$378K ﹤0.01%
+5,300
New +$396K
OHI icon
4449
CALL
Omega Healthcare
OHI
$15B
$376K ﹤0.01%
12,600
+7,000
+125% +$213K
PMO
4450
Franklin Municipal Opportunities Trust
PMO
$280M
$376K ﹤0.01%
34,339
+14,134
+70% +$153K
176 177
178
179 180

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.