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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLRA
4401
DELISTED
Telaria, Inc.
TLRA
$466K ﹤0.01%
80,284
+43,105
+116% +$299K
HTBK
4402
DELISTED
Heritage Commerce
HTBK
$465K ﹤0.01%
56,396
+328
+0.6% +$2.55K
MUH
4403
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$465K ﹤0.01%
34,865
-640
-2% -$8.75K
CAMP
4404
DELISTED
CalAmp Corp.
CAMP
$464K ﹤0.01%
721
-162
-18% -$90.4K
PAL
4405
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$464K ﹤0.01%
713,387
-70,412
-9% -$49.5K
SGEN
4406
CALL
DELISTED
Seagen Inc. Common Stock
SGEN
$463K ﹤0.01%
11,600
+6,200
+115% +$253K
CTB
4407
PUT
DELISTED
Cooper Tire & Rubber Co.
CTB
$462K ﹤0.01%
19,200
-1,200
-6% -$29.7K
BEAT
4408
PUT
DELISTED
BioTelemetry, Inc.
BEAT
$462K ﹤0.01%
58,200
+51,600
+782% +$482K
PLCM
4409
DELISTED
POLYCOM INC
PLCM
$462K ﹤0.01%
41,207
+24,436
+146% +$264K
KBH icon
4410
CALL
KB Home
KBH
$3.37B
$461K ﹤0.01%
25,200
+16,300
+183% +$280K
TRW
4411
PUT
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$461K ﹤0.01%
6,200
+2,900
+88% +$218K
RAD
4412
PUT
DELISTED
Rite Aid Corporation
RAD
$460K ﹤0.01%
4,545
-8,190
-64% -$871K
EGOV
4413
DELISTED
NIC Inc
EGOV
$460K ﹤0.01%
18,493
+2,968
+19% +$69.9K
TX icon
4414
Ternium
TX
$9.67B
$459K ﹤0.01%
14,676
-56,757
-79% -$1.56M
VEGI icon
4415
iShares MSCI Agriculture Producers ETF
VEGI
$148M
$458K ﹤0.01%
16,657
+12,492
+300% +$333K
STB
4416
DELISTED
Student Transportation Inc
STB
$458K ﹤0.01%
73,981
+1,110
+2% +$6.99K
PCP
4417
CALL
DELISTED
PRECISION CASTPARTS CORP
PCP
$458K ﹤0.01%
+1,700
New +$428K
SPNT icon
4418
SiriusPoint
SPNT
$2.75B
$457K ﹤0.01%
24,636
+10,029
+69% +$162K
CIR
4419
DELISTED
CIRCOR International, Inc
CIR
$457K ﹤0.01%
5,659
-230
-4% -$16.8K
MHGC
4420
DELISTED
Morgans Hotel Group Co.
MHGC
$457K ﹤0.01%
56,157
+55,585
+9,718% +$422K
AAOI icon
4421
Applied Optoelectronics
AAOI
$7.57B
$456K ﹤0.01%
+30,357
New +$389K
ADC icon
4422
Agree Realty
ADC
$9.34B
$456K ﹤0.01%
15,691
-1,641
-9% -$49.4K
FOSL icon
4423
PUT
Fossil Group
FOSL
$293M
$456K ﹤0.01%
3,800
+1,100
+41% +$136K
LDP icon
4424
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$456K ﹤0.01%
20,166
-2,610
-11% -$58.5K
RCS
4425
PIMCO Strategic Income Fund
RCS
$244M
$456K ﹤0.01%
46,633
-7,754
-14% -$78.8K
175 176
177
178 179

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.