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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EZCH
4351
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
$489K ﹤0.01%
19,885
-20,030
-50% -$495K
QLD icon
4352
CALL
ProShares Ultra QQQ
QLD
$12.7B
$488K ﹤0.01%
156,800
-9,600
-6% -$26.8K
DMB
4353
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$487K ﹤0.01%
47,100
+35,644
+311% +$368K
PNK
4354
DELISTED
Pinnacle Entertainment Inc.
PNK
$487K ﹤0.01%
18,729
+8,730
+87% +$213K
GNK
4355
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
$486K ﹤0.01%
194,560
-87,392
-31% -$233K
CRS icon
4356
Carpenter Technology
CRS
$26B
$484K ﹤0.01%
7,774
-682
-8% -$41.3K
RBBN icon
4357
Ribbon Communications
RBBN
$386M
$484K ﹤0.01%
30,723
+18,264
+147% +$282K
RDC
4358
CALL
DELISTED
Rowan Companies Plc
RDC
$484K ﹤0.01%
13,700
-18,000
-57% -$643K
DDM icon
4359
CALL
ProShares Ultra Dow30
DDM
$541M
$483K ﹤0.01%
50,400
+43,200
+600% +$373K
ETD icon
4360
Ethan Allen Interiors
ETD
$568M
$483K ﹤0.01%
15,872
-2,784
-15% -$78.6K
GII icon
4361
State Street SPDR S&P Global Infrastructure ETF
GII
$928M
$483K ﹤0.01%
10,799
+684
+7% +$30.5K
IVV icon
4362
CALL
iShares Core S&P 500 ETF
IVV
$877B
$483K ﹤0.01%
2,600
+1,400
+117% +$249K
HVPW
4363
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
$483K ﹤0.01%
18,994
+18,555
+4,227% +$478K
JDD
4364
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$483K ﹤0.01%
42,820
+24,268
+131% +$273K
MAV
4365
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$482K ﹤0.01%
37,620
+21,568
+134% +$284K
RGR icon
4366
PUT
Sturm, Ruger & Co
RGR
$603M
$482K ﹤0.01%
6,600
-16,900
-72% -$1.19M
LVLT
4367
CALL
DELISTED
Level 3 Communications Inc
LVLT
$481K ﹤0.01%
14,500
+9,400
+184% +$277K
NUGT icon
4368
CALL
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$854M
$480K ﹤0.01%
438
+100
+30% +$152K
TRIP icon
4369
CALL
TripAdvisor
TRIP
$1.65B
$480K ﹤0.01%
5,800
-13,400
-70% -$1.1M
NTUS
4370
DELISTED
Natus Medical Inc
NTUS
$480K ﹤0.01%
21,318
+14,439
+210% +$279K
NSM
4371
PUT
DELISTED
Nationstar Mortgage Holdings
NSM
$480K ﹤0.01%
13,000
-4,300
-25% -$193K
MIDD icon
4372
CALL
Middleby
MIDD
$6.05B
$479K ﹤0.01%
6,000
+4,200
+233% +$311K
MSD
4373
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$479K ﹤0.01%
50,169
-25,276
-34% -$248K
AES.PRC.CL
4374
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$479K ﹤0.01%
9,546
+166
+2% +$8.36K
ALXN
4375
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
$478K ﹤0.01%
3,600
-20,800
-85% -$2.5M
173 174
175
176 177

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.