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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUVA
4351
DELISTED
NuVasive, Inc.
NUVA
$409K ﹤0.01%
16,697
+5,496
+49% +$135K
PX
4352
PUT
DELISTED
Praxair Inc
PX
$409K ﹤0.01%
3,400
-200
-6% -$23.7K
SBR
4353
Sabine Royalty Trust
SBR
$1.06B
$408K ﹤0.01%
8,024
+915
+13% +$47.3K
TER icon
4354
CALL
Teradyne
TER
$57.2B
$408K ﹤0.01%
24,700
-1,039,000
-98% -$17.2M
OKS
4355
CALL
DELISTED
Oneok Partners LP
OKS
$408K ﹤0.01%
7,700
-24,500
-76% -$1.24M
JGG
4356
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$407K ﹤0.01%
34,657
+18,515
+115% +$222K
BAS
4357
DELISTED
Basis Energy Services, Inc.
BAS
$407K ﹤0.01%
56
-3
-5% -$21.7K
SPXC icon
4358
CALL
SPX Corp
SPXC
$9.98B
$406K ﹤0.01%
19,061
+13,105
+220% +$255K
SFG
4359
DELISTED
STANCORP FINL GRP
SFG
$406K ﹤0.01%
7,374
-4,440
-38% -$238K
ABT icon
4360
PUT
Abbott
ABT
$183B
$405K ﹤0.01%
12,200
-61,900
-84% -$2.17M
ADP icon
4361
CALL
Automatic Data Processing
ADP
$105B
$405K ﹤0.01%
6,378
-2,848
-31% -$181K
OPK icon
4362
PUT
Opko Health
OPK
$993M
$405K ﹤0.01%
46,000
+26,100
+131% +$209K
EEP
4363
CALL
DELISTED
Enbridge Energy Partners
EEP
$405K ﹤0.01%
13,300
+3,600
+37% +$110K
CGRN
4364
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$404K ﹤0.01%
1,725
+169
+11% +$42.1K
SLA
4365
DELISTED
AMERICAN SELECT PTFL INC
SLA
$404K ﹤0.01%
42,076
+2,489
+6% +$24.1K
DNY
4366
PUT
DELISTED
DONNELLEY R R & SONS CO
DNY
$404K ﹤0.01%
25,600
-17,200
-40% -$271K
TAC icon
4367
TransAlta
TAC
$4.06B
$403K ﹤0.01%
31,084
+700
+2% +$9.46K
FLG
4368
CALL
Flagstar Bank National Association
FLG
$5.94B
$403K ﹤0.01%
8,900
-9,100
-51% -$409K
RDUS
4369
DELISTED
Radius Recycling
RDUS
$402K ﹤0.01%
14,628
-1,297
-8% -$34K
ALEX
4370
DELISTED
Alexander & Baldwin
ALEX
$401K ﹤0.01%
11,134
-5,678
-34% -$227K
HAS icon
4371
CALL
Hasbro
HAS
$13.4B
$401K ﹤0.01%
8,500
-700
-8% -$32.7K
RGEN icon
4372
CALL
Repligen
RGEN
$8.1B
$401K ﹤0.01%
36,200
+35,600
+5,933% +$354K
STT icon
4373
PUT
State Street
STT
$50.2B
$401K ﹤0.01%
6,100
-1,600
-21% -$109K
NUO
4374
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$401K ﹤0.01%
28,532
-267
-0.9% -$3.81K
ATI icon
4375
CALL
ATI
ATI
$24.8B
$400K ﹤0.01%
13,100
+700
+6% +$19.6K
173 174
175
176 177

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.