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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
4301
CALL
Ecolab
ECL
$77.9B
$425K ﹤0.01%
4,300
-3,800
-47% -$354K
SSYS icon
4302
PUT
Stratasys
SSYS
$685M
$425K ﹤0.01%
4,200
+800
+24% +$77.5K
IPAR icon
4303
Interparfums
IPAR
$3.98B
$424K ﹤0.01%
14,128
+9,893
+234% +$300K
NNP
4304
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$424K ﹤0.01%
30,979
+8,814
+40% +$120K
PTEN icon
4305
CALL
Patterson-UTI
PTEN
$3.91B
$423K ﹤0.01%
19,800
+7,900
+66% +$162K
CEL
4306
DELISTED
Cellcom Israel, Ltd.
CEL
$423K ﹤0.01%
38,312
-433,980
-92% -$4.65M
BZF
4307
DELISTED
WisdomTree Brazilian Real Strategy Fund
BZF
$423K ﹤0.01%
23,350
-3,665
-14% -$63.8K
EQNR icon
4308
CALL
Equinor
EQNR
$96.8B
$422K ﹤0.01%
18,600
+3,800
+26% +$83.3K
PVG
4309
DELISTED
PRETIUM RESOURCES INC.
PVG
$422K ﹤0.01%
61,297
+6,565
+12% +$51.9K
YOKU
4310
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$422K ﹤0.01%
15,394
-41,528
-73% -$952K
EPD icon
4311
CALL
Enterprise Products Partners
EPD
$82B
$421K ﹤0.01%
13,800
-125,600
-90% -$3.84M
RMTI icon
4312
PUT
Rockwell Medical
RMTI
$28.3M
$421K ﹤0.01%
335
+120
+56% +$81.5K
GAF
4313
DELISTED
SPDR S&P Emerging Middle East & Africa ETF
GAF
$421K ﹤0.01%
6,261
-269
-4% -$17.4K
CRVL icon
4314
CorVel
CRVL
$3.04B
$420K ﹤0.01%
34,086
+399
+1% +$4.49K
CW icon
4315
Curtiss-Wright
CW
$26.7B
$420K ﹤0.01%
8,934
+7,314
+451% +$312K
HOV icon
4316
CALL
Hovnanian Enterprises
HOV
$750M
$420K ﹤0.01%
3,212
+1,456
+83% +$195K
CVT
4317
DELISTED
CVENT, INC.
CVT
$420K ﹤0.01%
+11,935
New +$436K
CPB icon
4318
PUT
Campbell Soup
CPB
$6.59B
$419K ﹤0.01%
10,300
-3,600
-26% -$161K
UVXY icon
4319
CALL
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$233M
– –
0
– –
LGND icon
4320
Ligand Pharmaceuticals
LGND
$5.82B
$418K ﹤0.01%
15,474
+1,424
+10% +$40.1K
NWG icon
4321
CALL
NatWest
NWG
$75.6B
$418K ﹤0.01%
33,521
+30,271
+931% +$338K
UTEK
4322
CALL
DELISTED
Ultratech Inc.
UTEK
$418K ﹤0.01%
13,800
+13,000
+1,625% +$398K
UTEK
4323
PUT
DELISTED
Ultratech Inc.
UTEK
$418K ﹤0.01%
+13,800
New +$423K
PPO
4324
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
$418K ﹤0.01%
10,211
-2,416
-19% -$103K
SM icon
4325
SM Energy
SM
$7.63B
$417K ﹤0.01%
5,396
+1,380
+34% +$95.5K
171 172
173
174 175

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.