We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSCC icon
4251
Lattice Semiconductor
LSCC
$17.7B
$478K ﹤0.01%
60,915
+45,936
+307% +$314K
SCHH icon
4252
Schwab US REIT ETF
SCHH
$11.5B
$478K ﹤0.01%
28,902
+20,818
+258% +$334K
SID icon
4253
Companhia Siderúrgica Nacional
SID
$1.34B
$478K ﹤0.01%
109,736
+48,931
+80% +$234K
AMRC icon
4254
Ameresco
AMRC
$1.09B
$477K ﹤0.01%
63,063
-7,434
-11% -$70.4K
GEOS icon
4255
Geospace Technologies
GEOS
$93.1M
$477K ﹤0.01%
7,201
+5,142
+250% +$394K
TAN icon
4256
CALL
Invesco Solar ETF
TAN
$1.43B
$477K ﹤0.01%
10,800
+5,700
+112% +$245K
ACO
4257
DELISTED
AMCOL International Corp
ACO
$476K ﹤0.01%
10,391
+7,517
+262% +$303K
MYGN icon
4258
CALL
Myriad Genetics
MYGN
$507M
$475K ﹤0.01%
13,900
+5,000
+56% +$155K
MM
4259
CALL
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$475K ﹤0.01%
68,600
-10,100
-13% -$71.3K
LUMO
4260
PUT
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$474K ﹤0.01%
1,856
+1,323
+248% +$404K
JASO
4261
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$474K ﹤0.01%
46,686
+32,879
+238% +$331K
NPBC
4262
DELISTED
NATL PENN BANCSHARES INC
NPBC
$474K ﹤0.01%
45,282
+23,693
+110% +$253K
QCOR
4263
PUT
DELISTED
QUESTCOR PHARMA INC
QCOR
$474K ﹤0.01%
7,300
-5,200
-42% -$332K
BYD icon
4264
Boyd Gaming
BYD
$6.47B
$473K ﹤0.01%
35,823
-21,225
-37% -$246K
NVRI icon
4265
CALL
Enviri
NVRI
$624M
$473K ﹤0.01%
20,200
+200
+1% +$4.91K
DBE icon
4266
Invesco DB Energy Fund
DBE
$89.6M
$472K ﹤0.01%
16,141
-4,999
-24% -$144K
RHT
4267
CALL
DELISTED
Red Hat Inc
RHT
$472K ﹤0.01%
8,900
-180,700
-95% -$10.4M
CLW icon
4268
Clearwater Paper
CLW
$341M
$471K ﹤0.01%
7,511
+1,022
+16% +$60.9K
EWK icon
4269
iShares MSCI Belgium ETF
EWK
$164M
$471K ﹤0.01%
27,152
+21,679
+396% +$359K
WM icon
4270
CALL
Waste Management
WM
$90.5B
$471K ﹤0.01%
11,200
-10,600
-49% -$444K
WINT
4271
DELISTED
Windtree Therapeutics Inc
WINT
$471K ﹤0.01%
15,649
+15,020
+2,388% +$505K
EVHC
4272
DELISTED
Envision Healthcare Holdings Inc
EVHC
$469K ﹤0.01%
4,633
-19,079
-80% -$1.91M
JRI icon
4273
Nuveen Real Asset Income & Growth Fund
JRI
$353M
$468K ﹤0.01%
25,464
+1,902
+8% +$33.8K
DNKN
4274
CALL
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$467K ﹤0.01%
9,300
-17,100
-65% -$843K
AEP icon
4275
CALL
American Electric Power
AEP
$69.5B
$466K ﹤0.01%
9,200
-16,100
-64% -$782K
169 170
171
172 173

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.